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26 Jan 2007, 3:31 am
The McKinsey report commissioned by the two, "Sustaining New York's and the US' Global Financial Services Leadership," follows up on their earlier Wall Street Journal op-ed, argues that the recent decline in securities litigation is a blip of recent economic... [read post]
23 Jun 2011, 1:17 am by sally
“The City of London is showing brazen disregard for rules to stop money laundering and is welcoming with open arms some of the world’s most unsavoury political leaders and their cronies, according to a damning report by the Financial Services Authority. [read post]
8 Sep 2011, 3:51 pm by Securites Lawprof
The Capital Markets Subcommittee of the House Financial Services Committee has posted the list of witnesses for the Sept. 13, hearing entitled “Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to Improve Investment Adviser Oversight. [read post]
25 Jun 2020, 10:00 pm
The Consumer Financial Protection Bureau (CFPB or Bureau) issued an interim final rule (IFR) on June 23, 2020 that temporarily permits mortgage servicers to offer to borrowers impacted by the coronavirus (COVID-19) pandemic certain loss mitigation options based on the evaluation of an incomplete loss mitigation application. [read post]
13 Apr 2011, 3:31 pm by Kali Borkoski
At 10 a.m. tomorrow, C-SPAN.org  will have a live video stream of testimony by Justices Breyer and Kennedy before the House Appropriations Subcommittee on Financial Services  and General Government; the subcommittee is considering the Court’s fiscal 2012 budget. [read post]
12 Mar 2024, 10:00 pm
Singapore’s new bill grants the Monetary Authority of Singapore (MAS) broader authority over the financial sector to oversee, investigate, and penalize misconduct. [read post]
17 Jun 2009, 7:35 pm
According to news reports, the 4 trillion yuan Chinese financial stimulus package requires that all goods and services for projects funded by the stimulus package be Chinese-made... [read post]
8 Jan 2009, 4:30 pm
Howrey has been retained by a Los Angeles-based financial services firm under investigation in New Mexico for allegedly using campaign contributions to secure state contracts. [read post]
29 Jan 2024, 10:00 pm
Common examples include mandatory fees charged by hotels, restaurants, concert venues, and financial institutions. [read post]
29 Oct 2020, 10:49 am by Eric A. Packel
The Advisory warns of an imminent cybercrime threat to U.S. hospitals and healthcare providers with the purpose of infecting systems with Ryuk ransomware for financial gain. [read post]
12 Mar 2009, 1:38 pm
Kroeker, the SEC's Acting Chief Accountant, testified today on Testimony Concerning Mark-to-Market Accounting: Practices and Implications, before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the House Committee on Financial Services. [read post]
5 Jun 2010, 9:09 am by John Steele
The ABA Journal informs us that the Senate version of the financial services reform bill might apply to any lawyer who maintains a trust account. [read post]
13 May 2010, 1:15 pm by Securites Lawprof
FINRA fined New York's Deutsche Bank Securities $575,000 and Boston's National Financial Services (NFS) $350,000. [read post]
25 Jun 2020, 10:00 pm
The Consumer Financial Protection Bureau (CFPB or Bureau) issued an interim final rule (IFR) on June 23, 2020 that temporarily permits mortgage servicers to offer to borrowers impacted by the coronavirus (COVID-19) pandemic certain loss mitigation options based on the evaluation of an incomplete loss mitigation application. [read post]
An arbitration panel has ruled that UBS Financial Services must pay kids' cell phone maker Kajeet Inc. nearly $81 million in damages. [read post]
14 Nov 2006, 5:16 am
Washington Mutual of Seattle said Monday it had agreed to pay the financial services company Comerica $47 million to settle a lawsuit against Commercial Capital Bancorp. [read post]
7 Apr 2012, 12:37 am by JA Hodnicki
ABSTRACT: Contingent charges for financial services, such as fees for unauthorized overdrafts, are often controversial. [read post]
19 Apr 2010, 3:09 pm by Securites Lawprof
Richard Fuld, former Lehman CEO, will testify tomorrow before the House Financial Services Committee. [read post]
23 Aug 2010, 1:30 pm by Tom Huddleston Jr.
McDermott Will & Emery welcomes back a former partner; Davis Wright Tremaine brings in a financial services partner; and Reed Smith's IP practice grows in Washington, D.C. [read post]