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7 Dec 2020, 8:58 am
Ashley Was Discharged from Parkland Securities for Engaging in Undisclosed Outside Business Activities According to broker Keith Todd Ashley’s FINRA Brokercheck page, Parkland Securities discharged Ashley on October 27, 2020 for allegedly engaging in undisclosed outside business activities and failure to provide the firm with prior notice of private securities transactions involving his privately held company. [read post]
27 Oct 2017, 6:01 am
Questions for Equifax Posted by Gary Cook, Cook & Company, on Tuesday, October 24, 2017 Tags: Accountability, Board leadership, Board monitoring, Boards of Directors, Clawbacks, Corporate culture, Cybersecurity, Equifax, Management, Reputation, Risk oversight Building a Better Board Book Posted by Brian Tayan, Stanford University, on Wednesday, October 25, 2017 Tags: Accountability, Accounting, Board… [read post]
2 Feb 2023, 12:32 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
11 Nov 2011, 10:16 am
UBS Warburg LLC (Zubulake IV), 220 F.R.D. 212, 214, 214 n.2 (S.D.N.Y. 2003). [read post]
12 Jun 2017, 5:22 am
In 2015, Montana legislators did a marvelous thing: They enacted a tax-credit scholarship program to enable low-income families to send their kids to private schools. [read post]
21 Dec 2021, 11:10 am
Granite Telecommunications, LLC, and Parson v. [read post]
7 Jun 2022, 9:06 am
SayGames LLC, 2020 WL 379165 (N.D. [read post]
18 Sep 2019, 10:16 am
For student loans, the largest private student lender, SoFi, isn't even a bank. [read post]
7 May 2013, 10:00 am
International Securities Exchange, LLC v. [read post]
27 Oct 2010, 11:50 am
"- Best Practices Regarding Employee Computer Use (by Danford Grant, Stafford Frey Cooper):Twenty page guidebook: "Companies have compelling reasons to protect private and confidential information. [read post]
16 Aug 2016, 5:12 am
Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
9 Aug 2012, 7:26 am
“Now that we have an administration that shares the views of the radical left, you will see more and more cases against private security, military and intelligence firms,” Franes predicted. [read post]
26 Jun 2014, 4:40 am
Copyright © 2013 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
12 Feb 2012, 5:46 am
According to court documents and court proceedings, on or about December 2007, Martin formed Queen Shoals Consultants, LLC (QSC) in North Carolina. [read post]
29 Nov 2009, 12:14 pm
Warner Music and Sony drop XM Radio suit The exception to the generally slow IP week in the US, however, was the decision of District Judge Lewis Kaplan in Famous Music LLC v XM Satellite Radio Inc in the Southern District of New York. [read post]
20 Nov 2015, 8:00 am
Just like private real estate development, investors have very limited liquidity options. [read post]
17 Jan 2019, 9:16 am
Marvel Entertainment, LLC, 576 U. [read post]
15 May 2020, 6:00 am
Kacperczyk (Imperial College London), on Monday, May 11, 2020 Tags: Climate change, Environmental disclosure, ESG, Index funds, Institutional Investors, International governance, Risk, Sustainability World Economic Forum Pledges to Stand By Stakeholders in the COVID-19 Era Posted by Katherine Brennan and Connor Kuratek (Marsh & McLennan Companies) and Betty Moy Huber (Davis Polk & Wardwell LLP), on Monday, May 11, 2020 … [read post]
11 May 2011, 3:11 am
© 2011 Simple Justice NY LLC. [read post]
21 Feb 2020, 6:13 am
Kim, Wachtell, Lipton, Rosen & Katz, on Monday, February 17, 2020 Tags: Banks, Boards of Directors, Change in control, Federal Reserve, Financial institutions, Financial regulation, Financial technology, Private equity, Securities regulation, Shareholder activism Proposed Amendments to Financial Disclosure and Guidance on Use of Metrics in Management Discussion and Analysis Posted by Mark S. [read post]
