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11 Apr 2022, 10:00 pm
examines the pending New York Fashion Workers Act, which, if passed by the state legislature, would create new compliance requirements, including obligations related to licensing and pay, on model and creative management companies. [read post]
11 Oct 2006, 9:10 am
Jerry Kalish has a terrific post, drawing on a law firm white paper, about the potential ERISA liabilities of financial advisors and others who manage or otherwise help to run company 401(k) plans. [read post]
8 Mar 2010, 2:59 pm by By MICHAEL J. DE LA MERCED
Updated: General Growth Properties confirmed late on Monday that it had received a proposal from its largest shareholder and its largest unsecured creditor in which they will invest about $3.93 billion in the bankrupt mall operator as part of the company's plan to emerge from bankruptcy in partnership with Brookfield Asset Management. [read post]
1 Oct 2020, 10:00 pm
As the US Department of Commerce seeks certain financial services data from an expanded list of US financial services providers, most US fund managers, investment advisers, private funds, and registered investment companies will be required to file a BE-180 with the US Department of Commerce by October 30, 2020. [read post]
19 Sep 2013, 9:22 am by Fisher & Talwar
If the stairs were in violation of a building code or considered to in a “dangerous condition”, you can sue the landlord and/or the management company for injuries sustained as a result of falling off stairs. [read post]
4 Oct 2011, 11:17 am by Tracy Coenen
Upon receiving notification that allegations of fraud were being made by a former employee, management immediately started evaluating the claims. [read post]
23 Feb 2013, 3:39 pm by Steve Bainbridge
Using the proposed management buyout of Dell, Holman Jenkins offers a muddled and largely uninformative take on MBOs: Yes, private-equity investors sometimes pay a premium to take a public company... [[ This is a content summary only. [read post]
8 Jun 2009, 11:43 am
The SECC settled charges that Boston-based Evergreen Investment Management Company LLC and an affiliate overstated the value of a mutual fund that invested primarily in mortgage-backed securities, and then only selectively told shareholders about the fund's valuation problems. [read post]
16 Jul 2010, 2:10 am by By DEALBOOK
The long-awaited public stock listing of Kohlberg Kravis Roberts & Company, the private equity firm that won a high-stakes bidding war for RJR Nabisco to cap the 1980s buyout boom and now manages a $55 billion portfolio, went off with a yawn on Thursday. [read post]
13 Dec 2006, 5:07 am
The French police on Tuesday searched the Paris headquarters of European Aeronautic Defense & Space and its French shareholder Lagardère in connection with an insider trading investigation involving top managers at EADS, the parent company of Airbus. [read post]
22 Feb 2011, 8:29 am by sally
“The OFT has ordered Money Advice Direct Limited (MADL), a firm that introduces struggling borrowers to debt management companies, to stop using misleading advertising that presents it as a source of free help. [read post]
21 Nov 2012, 9:26 am by Lou M
 It costs the company nothing, reinforces the team dynamic, and generally helps humanize the workplace. [read post]
25 Jan 2012, 7:17 pm by Tracy Coenen
When a major fraud is discovered in a company, one of the key targets of litigation is usually the independent auditors. [read post]
1 Mar 2021, 5:56 am by Sara E. Teller
  Then, they received a letter from the local district’s management company telling them it had to be removed. [read post]
6 Oct 2021, 5:00 am by getnickadmin
The Wall Street Journal recently published a piece describing the uncertain legal landscape faced by Frances Haugen, a former product manager at Facebook who has blown the whistle to expose a number of serious problems at the company, including the knowing dissemination of misinformation and the harmful effects of certain products on teenagers. [read post]
5 Oct 2010, 9:22 am by David Ingram
The company, which had no registered lobbyists before 2009, is now working with... [read post]
7 Dec 2021, 10:00 pm
As a result of the new Civil Cyber-Fraud Initiative, it is more important than ever that companies be prepared to manage legal issues concerning cyberattacks and anticipate and take steps to mitigate potential liability for noncompliance under contractual, statutory, and regulatory standards, including potential investigations and litigation under the civil False Claims Act. [read post]
18 Apr 2023, 5:41 am by Stefan J. Padfield
In May 2022, the shareholders of BlackRock, the world’s largest asset manager, voted on a proposal to push portfolio companies to reduce their social and environmental externalities,... [read post]
3 Mar 2011, 6:28 am by Rees Morrison
“Though the role of general counsel will continue to attract senior partners from law firms, companies will be more reluctant to pull executives straight from private practice, preferring candidates with in-house experience who understand how to manage the people and... [read post]