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15 Jun 2021, 9:59 am
Fined $525,000 by FINRA – New York, NY appeared first on Securities Arbitration Lawyer Blog. [read post]
Broker Gregory Walter McCloskey, Formerly with WestPark Capital, BARRED by FINRA – Newport Beach, CA
15 Jun 2021, 9:08 am
If you have lost money with Gregory Walter McCloskey, or WestPark Capital, contact FINRA arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account. [read post]
15 Jun 2021, 7:43 am
Continue reading The post Broker Jimmie Darrel Summers, Formerly with Cetera Investment Services LLC, Suspended by FINRA – Tulsa, OK appeared first on Securities Arbitration Lawyer Blog. [read post]
15 Jun 2021, 2:00 am
The court noted it must compel arbitration if (1) there is a valid agreement to arbitrate that (2) encompasses the dispute at issue. [read post]
14 Jun 2021, 1:05 pm
The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent. [read post]
14 Jun 2021, 12:48 pm
will the arbitration forum be fair? [read post]
14 Jun 2021, 11:02 am
The Global Hospitality Group® at Jeffer Mangels Butler & Mitchell LLP has been negotiating, re-negotiating, litigating, arbitrating and advising clients for more than 30 years on more than 2,500 hotel management and franchise agreements. [read post]
14 Jun 2021, 10:10 am
Snarr that the Federal Arbitration Act (FAA) does not preempt California’s McGill rule. [read post]
14 Jun 2021, 8:09 am
FINRA Letter of Acceptance, Waiver, and Consent No. 2019064900501 Peter Bruce Suyama and FINRA entered into a Letter of Acceptance, Waiver, and Consent (“AWC”) on June 10, 2021, after FINRA made the following allegations: Continue reading The post Virginia Broker, Peter Suyama Suspended by FINRA appeared first on Securities Arbitration Lawyer Blog. [read post]
14 Jun 2021, 7:48 am
Significant red flag disclosures include: Continue reading The post Former Worden Capital Management Broker, Salvatore Pizzimenti, Barred by FINRA – New York, New York appeared first on Securities Arbitration Lawyer Blog. [read post]
14 Jun 2021, 6:37 am
Investors may be able recover their losses through securities arbitration. [read post]
14 Jun 2021, 6:33 am
Claims may be brought in securities arbitration before FINRA. [read post]
13 Jun 2021, 4:48 am
Our international manufacturing lawyers almost always draft the manufacturing agreements with Chinese suppliers in Chinese, but choosing the appropriate language can be considerably more complicated for other countries, especially because in some countries, the language of the contract automatically determines the language of any arbitration. [read post]
11 Jun 2021, 6:39 am
It is intended that a judge or arbitrator should respect that the Corporation’s owners have jointly determined by by-law the criteria proving the circumstances when a unit owner will have to bear or insure the lesser deductible cost in any such defined “act or omission” situation. [read post]
10 Jun 2021, 11:09 pm
An arbitrator is a qualified independent person who is experienced in family law. [read post]
10 Jun 2021, 11:09 pm
An arbitrator is a qualified independent person who is experienced in family law. [read post]
10 Jun 2021, 8:02 pm
In a recent British Columbia arbitration decision, an arbitrator upheld an employee’s 10-day suspension for deliberately coughing into a co-worker’s vehicle during the COVID-19 pandemic. [read post]
10 Jun 2021, 8:02 pm
In a recent British Columbia arbitration decision, an arbitrator upheld an employee’s 10-day suspension for deliberately coughing into a co-worker’s vehicle during the COVID-19 pandemic. [read post]
10 Jun 2021, 12:08 pm
Amazon (although Amazon did get to arbitration in that case eventually). [read post]
10 Jun 2021, 11:53 am
Finding that no question existed as to the arbitrable nature of the legal fees, the lawsuit would be stayed while the arbitration progressed because “where ‘arbitrable and nonarbitrable claims are inextricably interwoven, the proper course is to stay judicial proceedings pending completion of the arbitration, particularly where . . . the determination of issues in arbitration may well dispose of nonarbitrable matters. [read post]
