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27 Apr 2011, 1:09 am
The full impact of the Dodd Frank Act will only be revealed in the fullness of time. [read post]
13 Jul 2014, 7:35 am
In a Franks hearing, the district court found that Detective John Plaza had recklessly omitted material facts in the application, but upheld the search in light of the full record. [read post]
4 Jul 2013, 11:15 am
A federal judge vacated and remanded the SEC regulation implementing the resource extraction payment disclosure section of the Dodd-Frank Act because the Commission misread the statute to mandate public disclosure and its decision to deny any exemption from the disclosure requirement was, given the limited explanation provided, arbitrary and capricious. [read post]
13 Jan 2014, 9:59 am
The DC Circuit court of appeals heard oral argument in a case posing a challenge to the SEC regulations implementing the conflict minerals provisions of the Dodd-Frank Act. [read post]
15 Dec 2014, 1:13 pm
[This story previously appeared in Securities Regulation Daily.]By Anne Sherry, J.D.The SEC has filed another brief asking an appeals court to defer to its rulemaking extending Dodd-Frank’s whistleblower protections to employees who report misconduct internally. [read post]
7 Sep 2017, 3:10 pm
”As enacted, the Dodd-Frank Act includes among its voting members an independent member who, in addition to having an insurance background, must be appointed by the president and confirmed by the Senate and who serves for a six-year term. [read post]
23 Nov 2016, 9:11 am
In particular, Stump observed that Title VII of Dodd-Frank, also known as the Wall Street Transparency and Accountability Act, “will not be repealed. [read post]
15 May 2017, 7:27 am
With regard to the Republicans’ proposed replacement for Dodd-Frank, the Financial CHOICE Act, Barr said that we need to look at the bill holistically. [read post]
12 Mar 2014, 3:10 pm
Interestingly, the Court voided the deed because it found that the gift was not effective due to the lack of proper acceptance by Frank at the time the deed was made. [read post]
11 Sep 2014, 1:38 pm
Instead, Hensarling says the government should be promoting entrepreneurial risk-taking.Said Hensarling: “The raison d’etre of the Dodd-Frank Act was the risk of the ‘shadow banking system. [read post]
13 Sep 2012, 12:12 pm
Prior to the enactment of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act” or “the Act”), the CFTC was viewed as “a regulatory agency with a small bark and even less bite. [read post]
23 Jul 2015, 7:10 am
According to FSOC, disclosure of documents provided by state insurance regulators is precluded by the confidentiality protections of Dodd-Frank Act coupled with state law privileges (MetLife, Inc. v. [read post]
12 Jan 2013, 11:47 am
The Dodd-Frank Act provides that qualified mortgages are entitled to a presumption that the creditor making the loan satisfied the ability-to-repay requirements. [read post]
8 Jul 2016, 12:50 pm
Frank, the eminent economist who is the Henrietta Johnson Louis Professor of Management, and a Professor of Economics, at Cornell University. [read post]
12 Apr 2016, 7:20 am
The letter also noted that the panel’s decision may apply only to the SEC’s rule and not to the underlying language of Dodd-Frank. [read post]
16 Apr 2014, 2:43 pm
The court remanded the case to the District Court for a review of whether the SEC’s rulemaking, or language in the Dodd-Frank statute itself, is at the root of the free speech conflict. [read post]
17 Sep 2012, 12:48 pm
Jamie claims Frank misrepresented the worth and assets of the Dodgers franchise by approximately $1.7 billion. [read post]
27 Oct 2016, 9:36 am
By Amanda Maine, J.D.The SEC’s Office of Compliance Inspections and Examinations (OCIE) has issued a Risk Alert for registered broker-dealers and investment advisers on registrants’ compliance with the Dodd-Frank Act’s whistleblower protection rule. [read post]
13 Sep 2012, 12:12 pm
Prior to the enactment of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act” or “the Act”), the CFTC was viewed as “a regulatory agency with a small bark and even less bite. [read post]
7 Dec 2013, 10:32 am
Fed Executive Vice President and General Counsel Thomas Baxter found a third mandate to promote financial stability in a penumbra to the Federal Reserve Act and in express provisions in the Dodd-Frank Act. [read post]
