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Editor’s Note: Amy Goodman is a partner and co-chair of the Securities Regulation and Corporate Governance practice group at Gibson, Dunn & Crutcher LLP. [read post]
15 May 2009, 5:00 am
The Securities and Exchange Commission proposed rule amendments as part of their Open Meeting on May 14, 2009. [read post]
26 Apr 2016, 11:54 am by The Law Offices of Susan L. Hartman
They accept cash, checks, money orders, and all major credit cards. [read post]
30 Nov 2007, 6:00 am
However it may be surprising to hear that currently there is no regulatory body to ensure the quality of their work, their security, and the expert's individual's background. [read post]
26 Feb 2015, 5:05 pm by Sabrina I. Pacifici
“The Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) continue to closely monitor the implementation of the Principles for financial market infrastructures (PFMI). [read post]
19 Apr 2021, 3:00 pm by Doug Cornelius
It looks new to me and the vast majority of the withdrawal dates are from the past year and moving forward. [read post]
20 May 2009, 1:30 pm
  The majority staff provided a summary of the American Clean Energy and Security Act of 2009 (ACES Act) to the Committee. [read post]
5 Aug 2022, 5:01 am by Eugene Linden
A review of the literature reveals dozens of studies, white papers, and other publications linking climate change and national security. [read post]
11 Dec 2015, 10:31 am by D. Daxton White
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
15 Oct 2015, 6:21 am by Adam Weinstein
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
19 Nov 2015, 2:51 pm by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
17 Oct 2015, 6:56 am by Adam Weinstein
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
23 Jan 2009, 2:43 am
Madoff Investment Securities to anyone working on Wall Street at any time over the last 40 years and you're likely to get a look of immediate recognition.After all, Madoff Securities, with its 600 major brokerage clients, is ranked as one of the top three market makers in Nasdaq stocks, cites itself as probably the largest source of order flow for New York Stock Exchange-listed securities, and remains a huge player in the trading of preferred, convertible and… [read post]
22 Dec 2015, 5:49 am by Adam Weinstein
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
18 Nov 2015, 5:53 am by Adam Weinstein
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
23 Jul 2016, 4:07 am by Adam Weinstein
  The majority of these claims may be brought in securities arbitration before FINRA. [read post]
19 Nov 2015, 9:01 am by Adam Weinstein
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
27 Mar 2020, 6:51 am by Renae Lloyd
While leveraged and inverse ETFs can help traders exploit extremely short-term market movements, they definitely are unsuitable for the vast majority of investors. [read post]
1 Apr 2020, 7:51 am by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
28 Apr 2020, 8:26 am by Renae Lloyd
Diamond became the second major U.S. oil firm to collapse, after Whiting Petroleum filed for bankruptcy earlier this month. [read post]