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29 Jun 2007, 4:22 pm
Chairman Christopher Cox of the SEC testified before the House Financial Services Committee this week. [read post]
12 Nov 2019, 8:33 am
In this briefing members from our financial services team and Government Relations team will discuss the EU legislative measures on sustainable finance and the latest green communications from the PRA and FCA. [read post]
1 Mar 2021, 8:32 am
Court of Appeals for the Ninth Circuit recently affirmed an order compelling arbitration, even though the arbitration clause contained a class action waiver and an anti-joinder provision, and dismissing a putative class action brought against the operator of a smartphone app offering financial services to its customers. [read post]
5 Oct 2022, 12:05 am
Internal Revenue Service figures show the actual impact of... [read post]
21 Jun 2023, 1:59 am
To keep updated on financial services regulation in the ESG space please see our ESG webpage. [read post]
29 Jan 2024, 10:00 pm
Common examples include mandatory fees charged by hotels, restaurants, concert venues, and financial institutions. [read post]
23 May 2024, 9:16 am
Consumer Financial Protection Bureau (CFPB) will begin treating services like Klarna and Afterpay more like credit cards. [read post]
13 Aug 2009, 4:57 am
“The government is prepared to take further steps to clamp down on City bonuses after the Financial Services Authority today [12 August] published a watered-down code on bankers’ pay. [read post]
5 May 2014, 11:23 am
A study by KPMG, the professional services group, published last week found that nearly one in six countries... [read post]
14 Dec 2015, 7:20 am
The traditional start to a divorce case in Massachusetts is the filing of a complaint, service of a summons and scheduling of temporary orders. [read post]
1 Feb 2011, 1:36 pm
Two weeks after Morgan Stanley reported a loss in its fixed-income group, its chief executive, James Gorman, told investors at the firm's financial services conference that fixing the unit is his top goal. [read post]
21 Sep 2010, 7:37 am
Attorneys from various industries, including media and financial services, will share [read post]
15 Jun 2023, 10:00 pm
The Financial Services Agency of Japan (FSA) published its responses to public comments on the draft version of new guidelines on environmental, social, and governance (ESG) public funds on March 31. [read post]
23 Aug 2021, 10:00 pm
We recently highlighted the Morgan Lewis financial services team’s overview of proposed guidance released by the three federal banking agencies with respect to third-party relationships within the fintech industry. [read post]
29 Jan 2015, 12:33 pm
The Obama administration’s troubling flirtation with another mortgage meltdown took an unsettling turn on Tuesday with Federal Housing Finance Agency Director Mel Watt ’s testimony before the House Financial Services Committee. [read post]
15 Jun 2019, 8:00 am
The top financial crime enforcement official at the Internal Revenue Service is placing a higher priority on data analytics in the investigation of potential... [read post]
29 Aug 2011, 8:43 am
Alex Gambini, 44, Greeley, Pennsylvania, the former owner of a financial services firm, was sentenced by Senior U.S. [read post]
4 Feb 2011, 10:00 am
The Internal Revenue Service set up a unit named the Global High Wealth Industry Group to conduct audits on wealthy taxpayers and their complicated financial arrangements. [read post]
26 Sep 2023, 10:00 pm
Partners Peter Sharp and David Waldron, with associates Robert Bolgar-Smith and Keir Baker, wrote an article for Global Relay Intelligence & Practice on the UK Law Commission’s review of the Arbitration Act 1996 and its relevance to the financial services sector. [read post]
18 Dec 2008, 12:01 am
Schapiro from her current position as the head of the Financial Services Regulatory Authority. [read post]
