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9 Feb 2015, 6:50 am
” On December 16, 2014, the SEC suspended trading of a Las Vegas, Nevada company called American Heritage International, Inc. [read post]
29 Oct 2021, 4:19 pm
For example, if a consumer uses a blood sugar monitoring app that draws health data only from that consumer’s inputs but also draws non-health data from the phone’s calendar, that app is covered by the HBNR. [read post]
22 Jul 2022, 9:06 am
Supreme Court’s decision in Janus Capital Group, Inc. v. [read post]
19 Jun 2009, 11:06 am
Stonepath Group, Inc. . . . [read post]
15 Sep 2015, 5:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
29 May 2014, 6:44 am
Thereafter, he was associated with brokerage firm Securities America, Inc. from July 2009 through September 2011. [read post]
22 Jan 2024, 8:14 am
Felsenfeld entered the securities industry in April 2002, and was registered from then until June 2004 with Mogan Stanley DW Inc. [read post]
20 Dec 2018, 7:15 am
Royal Alliance Associates, Inc. [read post]
29 Jun 2011, 7:37 am
IMS Health Inc., U.S., No. 10-779, 6/23/11). [read post]
23 Feb 2010, 6:26 pm
The two Lehman affiliates in question are Lehman ALI, Inc. [read post]
26 Feb 2010, 11:04 am
One of our negligent security cases, Benson v. [read post]
13 Jul 2016, 8:04 am
The court cited two cases: Gucci Am., Inc. v. [read post]
14 Jun 2012, 8:31 am
The indictment filed Tuesday alleges Cleary and his co-conspirators would identify security vulnerabilities in companies’ computer systems and use them to gain unauthorized access and, often, cause mayhem. [read post]
23 Jun 2016, 10:21 am
Stamer’s legal and management consulting work throughout her nearly 30-year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
14 Jun 2022, 3:01 am
It also issued warnings to stop using bed rails made by Metal Tubing USA Inc. in 2021-2022. [read post]
6 Feb 2019, 7:26 am
Walmart said the use of “Protected PTO” would not count against associates’ attendance records. [read post]
18 Mar 2021, 8:09 am
The SEC should also consider improving transparency in the securities lending market by establishing an analogous Consolidated Tape for securities lending. [read post]
17 Sep 2007, 2:24 am
Dean Witter Reynolds, Inc., 494 F.3d 956 (11th 2007), the class-action complaint alleged that the brokerage firm manipulated the price of stock by engaging in a “short squeeze. [read post]
31 May 2017, 3:12 am
In the current world, cyber security is critical for every organization. [read post]
2 Mar 2009, 11:15 pm
Applicant Vertex sought to register an alarm sound for a "personal security alarm in the nature of a child's bracelet to deter and prevent child abductions" and for "personal security alarms. [read post]
