Search for: "SECURITIES CORP."
Results 8081 - 8100
of 11,588
Sorted by Relevance
|
Sort by Date
28 Nov 2011, 8:57 pm
Applicable Rules The key difference between FCMs and securities brokerages is that FCMs, unlike securities brokers, are required by law to keep their customer funds segregated from the FCM's own funds. [read post]
3 Jan 2022, 12:39 pm
The 31 SPAC-related securities suit filings represent approximately 14.7% of all federal court securities class action lawsuits filed in 2021. [read post]
2 Jun 2011, 7:42 am
Brief Summary of Rules Section 922 of Dodd-Frank added new Section 21F to the Securities Exchange Act of 1934 entitled, “Securities Whistleblower Incentives and Protection. [read post]
4 Sep 2018, 3:35 pm
Will the Near-Record Pace of Securities Class Action Lawsuit Filings Continue? [read post]
22 Aug 2011, 4:04 am
Corp Fin's "Office of Global Security Risk" was born. [read post]
23 Jun 2021, 6:00 am
When it was time for Zummer to go to college, he received a ROTC scholarship but entered the Marine Corps. [read post]
31 Mar 2020, 6:32 am
; (4) How do securities laws and regulations, both state and federal, apply to SLLCs? [read post]
23 Jan 2018, 9:49 am
” Microsoft Corp. v. [read post]
1 May 2010, 7:15 am
This trend is mirrored by certain aspects of the financial market regulatory reform pending before Congress, such as requiring creditors to retain material positions in the credit risk that the creditors sell, transfer or convey to third parties, including the securitization of asset-backed securities. [1] Even if the developments are adjustments to perceived excesses, they could cause a reaction with its own negative consequences. [read post]
8 Aug 2018, 1:51 pm
Strombler, Kavanaugh wrote an opinion that ruled in favor of Carlyle Capital, which was accused of making material misstatements and omissions to investors about the sale of securities. [read post]
11 Nov 2009, 6:05 am
Passenger Corp. v. [read post]
25 Jan 2010, 3:51 am
(GRAY On Claims) District Court E D Louisiana: Prior License of asserted patent does not bar imposition of permanent injunction: Innovention Toys, LLC v MGA Entertainment, Inc. et al(Docket Report) District Court N D California: Delay of five to seven years does not create undue prejudice sufficient to deny stay pending reexam: Spectros Corp v Thermo Fisher Scientific, Inc (Docket Report) BPAI: Reissue cannot merely add new dependent claims (without cancelling the broader claims): Ex parte… [read post]
28 Jun 2024, 7:57 am
” “We set up a Climate Corps for thousands of young people will learn how to deal with climate, just like the Peace Corps. [read post]
18 Apr 2023, 5:16 am
According to the Defense Security Cooperation Agency, the proposed sale “will support the foreign policy and national security objectives of the United States. [read post]
2 Jul 2018, 4:07 am
(As Adam Cox wrote on Just Security last year, “[d]on’t let an immigration or constitutional law scholar tell you otherwise. [read post]
10 Oct 2017, 11:06 am
We meet today just over a mile from Navy-Marine Corps Memorial Stadium, where the Navy pulled off an epic victory three days ago against the Air Force. [read post]
15 Nov 2013, 11:34 am
. . secured the cooperation of [a patient of the defendant’s] in bringing this suit after meeting an attorney through the International Society for Ethical Psychology and Psychiatry, and doing further research into bringing a qui tam claim through the website PsychRights.org. [read post]
23 Jul 2018, 4:00 am
Corp. v. [read post]
28 Sep 2017, 2:41 pm
Like modern-day fighter pilots, cybersecurity professionals are not merely a company’s elite corps of talented professionals with special skills, the company also cannot win the (cyber) war without them. [read post]
14 Jun 2020, 9:14 am
Here are the links to my posts describing the four coronavirus outbreak-related SEC enforcement actions: Praxsyn Corporation (here); Applied Biosciences Corp. [read post]
