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30 Jun 2018, 12:52 pm
According to BrokerCheck records, Williams has been subject to six customer complaints, one of which is still pending. [read post]
30 Jun 2018, 12:50 pm
According to BrokerCheck records, Watkins has been subject to two customer disputes, one of which is still pending. [read post]
29 Jun 2018, 10:10 am
One exemption from registration as an NSE allows firms to conduct a platform business if such firm is registered as an alternative trading system (“ATS”). [read post]
29 Jun 2018, 7:54 am
Matt Landis is an attorney at Russell, Krafft & Gruber, LLP, in Lancaster, Pennsylvania. [read post]
29 Jun 2018, 7:00 am
On Friday, we will be in court with our co-counsel at the Knight First Amendment Institute and the law firm Cooley LLP for oral argument in the case, Wikimedia v. [read post]
28 Jun 2018, 11:56 am
One of Woodbridge’s agents appears to be Dee Dee Brooks (Brooks) formerly associated with Signator Investors, Inc. [read post]
28 Jun 2018, 11:56 am
According to BrokerCheck Records, Curtis has been subject to 6 customer disputes, one of which is still pending. [read post]
28 Jun 2018, 11:40 am
One can only hope. [read post]
28 Jun 2018, 7:10 am
The SEC’s proposed rules “are intended to supplant the Fiduciary Rule,” according to another June 22 client bulletin, from the employee benefits team at Kilpatrick Townsend & Stockton LLP. [read post]
28 Jun 2018, 7:10 am
The SEC’s proposed rules “are intended to supplant the Fiduciary Rule,” according to another June 22 client bulletin, from the employee benefits team at Kilpatrick Townsend & Stockton LLP. [read post]
28 Jun 2018, 6:00 am
However, with thousands of independent businesses in the Canada’s waste management and recycling industry and Canada’s position as one of the world’s biggest per capita generators of waste, the Canadian industry may soon follow the M&A trends set by its neighbours to the south. [1] See: Grant Thornton UK LLP, “Annual Waste and Resource Management Review” (May 2018) at: https://www.williamblair.com/News-Items/2017/June/23/Waste-Expo-2017.aspx Stay… [read post]
28 Jun 2018, 4:07 am
One year and 90 days pass. [read post]
28 Jun 2018, 4:00 am
One-off research courses featuring legal research in collaboration with external organisations are becoming more common. [read post]
27 Jun 2018, 1:43 pm
today announced the appointment of 10 California superior court judges, which include: One in Calaveras County; 4 in Los Angeles County; one in Orange County; one in San Francisco County; one in Santa Barbara County; one in Santa Clara County; and one in Sonoma County.Los Angeles County Superior CourtRobert G. [read post]
27 Jun 2018, 12:56 pm
Over the past year Hunton & Williams LLP (now Hunton Andrews Kurth LLP) has released articles discussing reform efforts related to the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) and the Consumer Financial Protection Bureau (“CFPB”), which was created as a brand-new, start-up independent agency under Dodd-Frank. [read post]
27 Jun 2018, 8:08 am
Again, a determination one way or another will require a facts and circumstances analysis. [read post]
27 Jun 2018, 6:34 am
According to BrokerCheck records, Zwibel has been subject to 4 customer complaints, one of which is still pending. [read post]
27 Jun 2018, 2:00 am
., one year) can trump employment at will. [read post]
27 Jun 2018, 2:00 am
., one year) can trump employment at will. [read post]
26 Jun 2018, 8:47 pm
The publisher’s blurb is as follows: “NEW ONLINE SERVICE International Arbitration Global arbitration research from the experts The Chinese perspective on The South China Sea Arbitration, is just one of the 40+ texts searchable on the new online service, International Arbitration. [read post]
