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27 Jul 2020, 4:45 pm
Other advisory commissions have taken a more permissive approach, advising judges that they may attend public events sponsored by an advocacy group, if the event serves a nonadvocacy purpose and the judge behaves at the event in a manner that does not cast doubt upon the judge's impartiality. [read post]
2 Oct 2014, 3:44 pm
Larger funds need to consider other exemptions. [read post]
16 Feb 2021, 2:23 pm
Pension Fund, 575 U.S. 175 (2015). [read post]
14 Jul 2015, 9:28 am
Resources Code, § 21000 et seq.) by stating that it has sought funding from the Legislature to pay for such mitigation and that, if the requested funds are not appropriated, it may proceed with the project on the ground that mitigation is infeasible? [read post]
29 Apr 2011, 1:38 am
John Fund v. [read post]
26 Oct 2014, 7:08 pm
These new provisions provide that an issuer is disqualified from relying on Rule 506(b) and 506(c) of a Regulation D offering if the issuer or any other “covered person” has a relevant disqualifying event. [read post]
7 Sep 2011, 1:23 am
The year ahead could be very interesting and eventful. [read post]
7 May 2024, 7:35 am
According to its CRD/Broker report, Osaic Wealth has 86 disclosure events on its record, including 48 regulatory actions and 31 arbitrations, among others. [read post]
2 Apr 2014, 6:27 am
A fund for the pre-bankruptcy victims who currently have no recourse in court? [read post]
3 Jun 2009, 8:33 pm
" In any event, we already have an industry in which billions (potentially trillions) of dollars of investments are pooled to fund litigation directed towards a particular result. [read post]
12 Feb 2015, 6:27 am
In any event, subject employers have until the 2017 deadline to consider alternatives. [read post]
13 Feb 2015, 8:55 am
And without that grant money or other funding, it wasn't going to do much other than publish scholarship by a couple colleagues and me.Then there are the super highly funded centers that fund faculty scholarship, host events, and so forth. [read post]
9 Sep 2011, 7:02 am
Is the participant funding sufficient in any event to enable landowners to test the appropriateness of the abandonment plan that is being proposed? [read post]
1 Jul 2020, 10:23 am
EXPECTATIONS Fellows will be invited to attend and may be asked to present their research at a variety of IRP events. [read post]
8 Nov 2016, 3:30 pm
Another consideration is whether you want to include provisions that allow for special payouts in the event the beneficiaries incur substantial expenses. [read post]
5 Dec 2010, 6:00 am
” Second, it asserts that, in any event, a reasonable investor would attribute the alleged misstatements in the prospectuses to Janus “given the publicly disclosed facts confirming [Janus’s] day-to-day control of the Funds. [read post]
13 May 2012, 2:06 pm
The cases seen include class-action lawsuits against financial professionals, stockbrokers, and retirement fund account managers, who are accused of mismanagement, faulty investment advice, retirement fund misappropriation or theft. [read post]
19 Jan 2016, 9:30 pm
For example, companies engaging in larger offerings must provide audited financial statements to the SEC and file annual, semiannual, and current event reports. [read post]
17 Dec 2013, 9:42 am
Events such as JP Morgan Chase’s “London Whale” trading losses prompted further revisions and delay. [read post]
1 Jun 2020, 9:43 am
REITS are often sold to investors as stable, income-producing investments that may have a liquidity event in the future. [read post]
