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11 Nov 2016, 4:07 am
Factual Background In May 2012, Facebook went public in an IPO underwritten by a syndicate of investment banks (collectively, “Underwriters”), led by Goldman Sachs & Co., Morgan Stanley & Co., LLC, and J.P. [read post]
10 Nov 2016, 8:29 am
SEC filings for registered investment advisers specifically contemplate it. [read post]
4 Nov 2016, 11:19 am
In Northern Minerals Investment Corp. v. [read post]
2 Nov 2016, 12:56 pm
Sept. 19, 2016) Background: Preferred Spectrum Investments, LLC (“PSI”) sought the recovery of attorneys’ fees and expenses totaling $20 million from Preferred Communication Systems, Inc. [read post]
23 Sep 2016, 6:00 am
., LLC v. [read post]
16 Sep 2016, 10:05 am
Services, LLC 76 So. 3d 313,318 (Fla. 3d 2011). [read post]
15 Sep 2016, 5:01 am
Today, I’m pleased to share this post from Marc Kroll, Managing Partner at Comp360 LLC. [read post]
16 Jul 2016, 3:53 am
Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
16 Jun 2016, 2:48 pm
According to the SEC: The federal securities laws require registered broker-dealers and investment advisers to adopt written policies and procedures reasonably designed to protect customer records and information. [read post]
15 Jun 2016, 10:00 pm
The growth of ultraviolet in killing resistant pathogens was summarized by Gunner Lyslo, founder and CEO at Surfacide LLC. [read post]
9 Jun 2016, 3:28 pm
Louis-based investment advisor R.T. [read post]
24 May 2016, 9:37 am
The Vertical Funds include Vertical Recovery Management, LLC, Vertical Mortgage Fund I, LLC, Vertical US Recovery Fund, LLC, and Vertical US Recovery Fund II, LLC. [read post]
3 May 2016, 5:08 pm
(“Jones”), a retirement funds investment manager. [read post]
11 Apr 2016, 11:28 am
Jones Capital Equities Management, Inc. for failing to establish cybersecurity policies and procedures in advance of a breach by hackers that compromised confidential client data of approximately 100,000 individuals, including thousands of the firm’s clients. [read post]
4 Apr 2016, 3:31 am
” He also contended that the plaintiffs “intend to contact other members of [the LLCs] in order to solicit the sale of their membership interests and to solicit other, unrelated investments” and that “the privacy rights of the members of [the LLCs] must be respected. [read post]
4 Apr 2016, 3:31 am
” He also contended that the plaintiffs “intend to contact other members of [the LLCs] in order to solicit the sale of their membership interests and to solicit other, unrelated investments” and that “the privacy rights of the members of [the LLCs] must be respected. [read post]
4 Apr 2016, 3:31 am
” He also contended that the plaintiffs “intend to contact other members of [the LLCs] in order to solicit the sale of their membership interests and to solicit other, unrelated investments” and that “the privacy rights of the members of [the LLCs] must be respected. [read post]
3 Apr 2016, 11:01 am
The LLC would be managed by a board of managers. [read post]
3 Apr 2016, 11:01 am
The LLC would be managed by a board of managers. [read post]
3 Apr 2016, 11:01 am
The LLC would be managed by a board of managers. [read post]
