Search for: "Associated Asset Management LLC"
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4 Oct 2013, 3:57 am
Melesa Freerks is an associate in the firm's Chicago office. [read post]
30 Sep 2013, 3:28 am
Justice Edmead further explained: It has been held that an LLC managing member continues “to owe fiduciary duties” to the LLC members until the LLC is dissolved (McGuire v. [read post]
25 Sep 2013, 1:12 pm
Determining Legitimacy of Potential Buyers Developers are required to run company and managing member names through a list maintained by the Office of Foreign Assets Control, however, no other steps are required to determine the source or legitimacy of potential buyers. [read post]
19 Sep 2013, 9:20 am
Riewe, Co- Cheif of the SEC’s Enforcement Division’s Asset Management Unit, “Fund advisers cannot sit on both sides of a transaction as buyer and seller without the consent of the clients who rely on them for unbiased investment advice. [read post]
9 Sep 2013, 1:06 pm
From September 2002 through April 2011, Mura was a registered representative and branch office manager with J.P. [read post]
3 Sep 2013, 3:30 am
As explained on an exchange intermediary trade association website: The theory behind Section 1031 is that when a property owner has reinvested the sale proceeds into another property, the economic gain has not been realized in a way that generates funds to pay any tax. [read post]
26 Aug 2013, 6:20 am
Asset valuation, which is required to complete the transfer of assets in a business divorce, can pose particular problems for closely-held businesses. [read post]
31 Jul 2013, 5:10 pm
Hofmeister was the trustee of the four pension plans, and Tew was managing director of their investment service provider, Bluegrass Investment Management LLC. [read post]
29 Jul 2013, 8:08 pm
With LLC ownership, a creditor has very limited access to the LLC’s profits–in many states no access to its assets. [read post]
9 Jul 2013, 12:29 pm
While Pimco bond manager, Bill Gross, attempts to convinces investors the worst is over, many financial advisors are moving clients assets away from bond holdings. [read post]
3 Jul 2013, 2:55 pm
Metropolitan West Asset Management, LLC highlights at least two important take-aways with respect to the cash solicitation rule. [read post]
17 Jun 2013, 6:00 am
The limited information provided to the directors was particularly problematic because fair valued securities comprised a significant percentage of the funds' net asset values (NAVs) - in most cases above 60 percent.The settled order finds that the valuation committee to whom the directors delegated the fair valuation responsibilities did not utilize reasonable procedures and often allowed the portfolio manager to arbitrarily set values. [read post]
3 Jun 2013, 11:43 am
Chris HaspelHaspel came to the Bureau in June 2011 from Ginnie Mae, where he was a director of asset management and servicer monitoring. [read post]
10 May 2013, 8:59 pm
Torres and his co-conspirators marketed the condo units at The Preserve with a series of buyers incentives, including a rental income guarantee, property management at no additional cost, payment of homeowner’s association fees, limited escrow deposit due at closing, and a 3% closing cost credit. [read post]
1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
1 May 2013, 1:02 am
How are non-cash assets disposed of? [read post]
22 Apr 2013, 5:41 pm
METAL SELA, Appellee. 4th District.Contracts -- Attorney's fees -- Prevailing party -- Asset purchase agreement -- Comprehensive service agreement -- Action by physician alleging defendant breached terms of comprehensive service agreement by mismanaging practice, with counterclaim by defendant alleging breach of contract and for money had and received, seeking return of excess funds plaintiff allegedly received in advance against expected earnings -- Prevailing-party attorney's fees… [read post]
22 Apr 2013, 8:05 am
LLCs tend to be more complicated and expensive to setup and manage, particularly for operating businesses. [read post]
8 Apr 2013, 1:20 pm
Sustainability & Impact Investing Group; Boston Common Asset Management; Pax World Management LLC; Rockefeller & Co. [read post]
