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21 Jan 2010, 4:30 am by Broc Romanek
- US and California Supreme Courts Tackle Attorney-Client Privilege - The SEC Cares - The Time I was Written Up for Blogging - SCOTUS to Hear "Foreign-Cubed" Cases - An Unforeseen Impact of an SEC Complaint: No D&O Coverage - Why I Don't Allow Comments on My Blogs - Broc Romanek [read post]
10 Mar 2011, 4:41 am by Broc Romanek
Here are some of the latest entries: - Second Circuit Rules on MD&A Trend Disclosure Requirements - 2011 Proxy Season Field Guide - An Early Look at Social Issues Proposals - More on "A Proxy Is Not A Vote and Why It Matters" - Governance Proposals Face Various Challenges - Broc Romanek [read post]
23 Feb 2018, 3:41 am by Broc Romanek
Speaking of Item 16 of Form 10-K, Keith Bishop covers an interesting topic in this blog – did the SEC go to “final” for it’s Item 16 rulemaking already… – Broc Romanek [read post]
19 Jul 2011, 4:09 am by Broc Romanek
- Corporate Political Spending Post-Citizens United - A 12-Step Program to Truly Good Corporate Governance - Study: "Bridging Board Gaps" - Fifth Call Objectives, and Incremental Alternatives - Broc Romanek [read post]
9 Jan 2019, 3:14 am by Broc Romanek
Please print these “Course Materials” in advance – it’s Pat’s deck that he will be working with… – Broc Romanek [read post]
27 Dec 2018, 3:43 am by Broc Romanek
The review includes key findings, messages for auditors and audit committees and enhancements to achieve more effective reviews… Last week, the PCAOB also adopted a new standard to enhance the requirements that apply when auditing accounting estimates, including fair value measurements… – Broc Romanek [read post]
26 Feb 2010, 6:24 am by Broc Romanek
Here are some of the latest entries: - Canadian OSC Staff Urges Better IFRS Disclosure - Social Media Policies: No Paranoia Necessary - Analysis: Ability to Backdate Board Resolutions - An Auditor's Claim of Privilege: The Latest - An Effete Corps of Governance Snobs - Broc Romanek [read post]
8 Dec 2010, 4:03 am by Broc Romanek
Here are some of the latest entries: - How Disruptive Shareholders at Annual Meetings Can Go to Jail - Transfer Agents Take Up the Proxy Plumbing Mantle - Trend: Taking Annual Meeting Questions from the Web - Study: Review of 460 Annual Shareholder Meetings - Investment Clubs Get Moxie - Broc Romanek [read post]