Search for: "Capital Management Securities"
Results 801 - 820
of 10,618
Sorted by Relevance
|
Sort by Date
6 May 2013, 5:00 am
Most of these real estate fund managers are truly focused on real estate and not securities. [read post]
6 May 2013, 5:00 am
Most of these real estate fund managers are truly focused on real estate and not securities. [read post]
31 Mar 2022, 8:46 am
To learn more, please see: Aegis Capital Corp. [read post]
28 Jun 2010, 6:41 am
Jesup & Lamont Securities is one of the latest broker/dealers facing a capital crunch. [read post]
16 May 2024, 9:01 pm
In Europe, the U.K., and Asia, only 12-29 percent is raised in capital markets.[2] Now turning to trends in asset management, I will discuss registered funds, private funds, and separately managed accounts. [read post]
7 May 2019, 7:54 am
Craig-Hallum Capital Group LLC was the book-running manager for the offering, and B. [read post]
29 Apr 2013, 3:16 am
Waters Capital, LLC, and the investment adviser Moneta Management, LLC used investment related partnerships to defraud at least eight investors out of some $780,000. [read post]
24 Sep 2013, 4:02 am
Trouble is they either can't find the guy in his cell or they don't want to bother him during orientation week.On October 3, 2012, the Securities And Exchange Commission (“SEC”) file a Complaint in federal court in the Northern District of California against Lion Capital Management LLP and Hausmann-Alain Banet. [read post]
8 Feb 2021, 10:40 am
Three executives including GPB’s founder, owner and CEO of asset management firm and RIA GPB Capital, the owner and CEO of GPB placement agent Ascendant Capital; and a former managing partner of GPB, were charged with fraud, wire fraud and conspiracy. [read post]
10 Feb 2024, 4:16 am
With the fresh capital, CEO Sergey Demyanov plans to expand the engineering team to enhance and introduce new features. [read post]
29 Oct 2012, 5:07 am
One way emerging managers can secure the much needed capital is via a “seed deal” whereby a seed capital provider (the “Seeder”) makes a significant capital investment (the “Investment’) in the manager’s fund (the “Fund”) in exchange for a share of the management fees and/or incentive fees. [read post]
19 Aug 2019, 10:54 am
Dean, Worden Capital Management Reportedly Barred from Securities Industry Are you concerned about investments with Gregory T. [read post]
9 Mar 2011, 4:32 pm
No securities legislation manages capital flows, be it the existing provincial acts or the proposed federal act. [read post]
24 Jun 2021, 5:01 am
A new NSHEAB would bridge this gap and capitalize on a rare point of consensus: in 2018, Republicans, Democrats and higher education associations had all expressed concern about its then-recent dissolution. [read post]
23 Jun 2015, 4:11 pm
The Securities Industry and Financial Markets Association, representing a wide swath of the securities industry, had urged the IOSCO to take a more activities-and-products-centric approach to asset managers. [read post]
31 May 2019, 2:00 am
This includes listening to, investing in, and actively managing the trends that are shaping today’s world. [read post]
5 Oct 2012, 10:24 am
So, when raising capital, companies need to comply with both the federal and the state securities laws. [read post]
2 Dec 2020, 7:03 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm. [read post]
10 Apr 2021, 6:51 am
Earlier this year, the SEC charged three people and their affiliated entities with running a “Ponzi-like scheme” that raised more than $1.7 billion by selling private placements issued by alternative asset management firm GPB Capital Holdings. [read post]
8 Dec 2011, 7:57 am
"For more than a decade, Securities Class Action Services has improved investor performance through effective recoveries management," said Stephen Harvey, Head of the ISS Governance Business. [read post]
