Search for: "Exchange Bank"
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27 Sep 2007, 5:06 am
At a hearing before the Senate Banking Committee, the chairman, Christopher Cox, said the commission was examining whether the credit [...] [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
22 Jan 2015, 1:49 pm
Wells Fargo and JPMorgan Chase have agreed to pay more than $35 million combined to resolve claims that loan officers at the two banks received kickbacks in exchange for steering mortgage borrowers to a Maryland title company. [read post]
22 Jun 2009, 2:50 pm
Securities and Exchange Commission, presented Testimony Concerning Regulation of Over-The-Counter Derivatives Before the Subcommittee on Securities, Insurance, and Investment, Committee on Banking, Housing and Urban Affairs, United States Senate, on June 22, 2009. [read post]
5 Oct 2011, 5:53 am
The New York Attorney General and the City of New York filed a lawsuit against the Bank of New York Mellon (BNY Mellon) for defrauding clients in foreign currency exchange transactions. [read post]
6 Feb 2007, 4:53 am
Dubbed the World Luxury Index and made up of 20 companies, it was put together by Deutsche Borse for the Paris-based bank and [...] [read post]
8 Apr 2016, 2:35 pm
Bloomberg reports: The Senate Banking Committee April 7 postponed voting on the nominations of Hester Peirce and Lisa Fairfax to the Securities and Exchange Commission, after several lawmakers,... [[ This is a content summary only. [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
1 Aug 2014, 3:30 pm
Citigroup Inc. says it’s been told by the Securities and Exchange Commission that the agency has completed its investigation of the bank’s conduct regarding mortgage bonds and won’t bring further enforcement action. [read post]
10 Apr 2008, 4:52 am
The bank blamed the liquidation on “market disruptions that occurred in the second half of the 2007 fiscal year and further deterioration in [...] [read post]
12 Dec 2008, 12:21 pm
Shares of Wells Fargo were down 9 percent at $26.56 in afternoon trade on the New York Stock Exchange. [read post]
5 Aug 2009, 8:29 am
Senator Specter introduced a Bill that would amend section 20 of the Securities Exchange Act to allow private Rule 10b-5 actions against persons that knowingly or recklessly provide substantial assistance to primary violators, thus overturning Central Bank and Stoneridge. [read post]
16 Mar 2010, 9:00 am
Attack on Swiss Banking Sovereignty Congress Giveth and Congress Taketh Away: The Slow Death of the SESOP, 20 Akron Tax J. 59 (2005) The New Tax Information Exchange Agreement: A Potent Weapon... [read post]
6 Feb 2012, 4:28 am
Potential support from California and New York for a settlement to address foreclosure abuses would come in exchange for tightening provisions to preserve the right to investigate past misdeeds by the banks and stepping up oversight, Shaila Dewan and Nelson D. [read post]
18 Jul 2023, 10:00 pm
Partner Ignacio Sandoval is featured in a Law360 article covering the US Securities and Exchange Commission’s proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and proprietary accounts of broker-dealers’ reserve bank accounts. [read post]
22 Nov 2006, 5:14 am
Qantas and the bidders provided few details, but in a statement to the Australian Stock Exchange, the [...] [read post]
13 Feb 2007, 4:43 am
UBS Investment Bank and Goldman Sachs are underwriting the offering, according to a preliminary prospectus filed with the Securities and Exchange Commission, which did not disclose an estimated price range for the [...] [read post]
22 Jan 2015, 8:20 am
Lord Grabiner is both right and wrong to resist the money question Lord Grabiner's cross-examination yesterday (21 January) by the Treasury Select Committee investigating the Bank of England's role in the foreign exchange scandal provides an interesting opportunity to reflect on barristers, costs and the influence of money on lawyers. [read post]
22 Feb 2007, 4:36 am
Xchanging, which General Atlantic formed in 1998, has been in discussions with a number of investment banks about an I.P.O. on the London Stock Exchange that [...] [read post]
7 May 2010, 2:16 am
Regulators, stock exchanges, banks and senators rushed to address the causes and possible solutions of Thursday's show-stopping market volatility in the wake of its 1,000-point drop and rapid, partial rebound. [read post]
