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11 Jun 2021, 6:08 am
Badawi (University of California at Berkeley), on Wednesday, June 9, 2021 Tags: Artificial intelligence, Market reaction, Securities enforcement, Securities litigation, Settlements Remarks by SEC Chair Gensler at the CFO Network Summit Posted by Gary Gensler, U.S. [read post]
9 Jun 2021, 2:21 pm by Kevin LaCroix
Nothing about the calls for reform changes any of that. [read post]
8 Jun 2021, 5:56 am
In March 2021, the SEC released a request for public comment on climate change disclosures. [read post]
8 Jun 2021, 3:30 am by John Jenkins
Last month, Lynn blogged about calls for changes to Rule 10b5-1, and it now looks like potential changes are officially in the works. [read post]
7 Jun 2021, 9:29 am by William Ford, Christiana Wayne
Gary Thomas, assistant commandant of the Marine Corps; and Gen. [read post]
7 Jun 2021, 3:30 am by John Jenkins
Here’s an excerpt: The sudden firing followed mounting pressure from [Senators] Warren, Sanders and several left-leaning groups who in recent weeks called on SEC Chair Gary Gensler to replace the entire board leading the PCAOB. [read post]
4 Jun 2021, 6:27 am
Gregory, and Leonard Wood, Sidley Austin LLP, on Saturday, May 29, 2021 Tags: Climate change, Environmental disclosure, ESG, Institutional Investors, Shareholder activism, Shareholder voting, Sustainability Testimony by SEC Chair Gensler Before the Subcommittee on Financial Services and General Government Posted by Gary Gensler, U.S. [read post]
4 Jun 2021, 4:00 am by Jim Sedor
Democrats Grapple with the Enemy Within: What to do about the filibuster rule that could kill their agenda MSN – Michael Kranish, Mike DeBonis, and Jacqueline Alemany (Washington Post) | Published: 5/29/2021 As Senate Democrats work to solidify support within their conference to move on gun violence, climate change, voting rights, and an investigation into the Capitol riots, they are running up against the same stubborn reality: they need at least 10 Republican votes to… [read post]
3 Jun 2021, 2:30 pm by Kevin LaCroix
Current SEC commissioners have voiced their support for greater attention to climate change issues, and Gary Gensler, the SEC Chair, told Congress last month that he expect climate change related disclosure requirements by the end of 2021. [read post]
2 Jun 2021, 7:43 am by Barbara Moreno
Gary Gerstle and Joel Isaac, eds., States of Exception in American History (2020). [read post]
28 May 2021, 10:40 am by John Jascob
Nelson, J.D.Senators Elizabeth Warren (D-Mass) and Bernie Sanders (I-Vt) sent a letter to SEC Chair Gary Gensler asking Gensler to use the Commission’s authority to replace the sitting members of the Public Company Accounting Oversight Board. [read post]
28 May 2021, 6:01 am
Securities and Exchange Commission has indicated that ESG disclosure regulation will be a central focus of recently confirmed SEC Chair Gary Gensler’s tenure. [read post]
25 May 2021, 3:03 am by Lynn Jokela
  And, as part of his confirmation process, SEC Chair Gary Gensler’s response to questions indicate he would consider modernizing Rule 10b5-1. [read post]
22 May 2021, 7:12 am by Florian Mueller
He obviously had to answer the question of whether he'd have taken a side-letter deal in the affirmative: you can't allege antitrust harm for yourself because you want to bring about change for others (simply put, Epic is not the FTC or the DOJ, who can sue on behalf of everyone). [read post]
18 May 2021, 5:36 pm by Jim Walker
Having no vaccine at all with a virus that can change so rapidly in a cruise ship environment is surely a potential for serious consequences. [read post]
18 May 2021, 3:00 am by John Jenkins
The amendments were effective in November, and this recent SEC Institute blog reports how one company responded to the changes to Item 105’s risk factor disclosure requirements in its recent Form 10-K filing. [read post]
17 May 2021, 6:32 am by John Jascob
He pointed out that Gary Gensler was sworn in as the new SEC chair only recently and that the Cyber Unit intends to follow his lead and his priorities. [read post]
17 May 2021, 3:00 am by John Jenkins
Speaking before the SEC’s 8th Annual Conference on Financial Market Regulation, SEC Chair Gary Gensler reportedly stated that the Staff was working on a new rule addressing disclosure of human capital metrics. [read post]