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20 Oct 2023, 3:30 am
The “fundamental purpose” of the Exchange Act is “implementing a philosophy of full disclosure,” Levinson, 485 U.S. at 230 (internal quotation marks and citation omitted)—not just the disclosure of information sufficient to state a securities fraud claim. [read post]
19 Oct 2023, 9:05 pm
The Securities and Exchange Commission (SEC) adopted new rules to provide greater transparency around short selling, an activity where investors bet that a stock’s price will fall. [read post]
19 Oct 2023, 9:40 am
Securities and Exchange Commission (SEC) examiners in the coming year. [read post]
18 Oct 2023, 9:01 pm
Securities and Exchange Commission (SEC) announced a US$19 million settlement with the investment adviser DWS Investment Management Americas Inc. [read post]
18 Oct 2023, 6:10 am
An International Artificial Intelligence Agency? [read post]
18 Oct 2023, 3:58 am
The stock exchange expected the company would have issues, but nothing like this. [read post]
17 Oct 2023, 10:02 am
Patent Office issued the following 297 patents to persons and businesses in Indiana in August 2023: Patent Number… [read post]
17 Oct 2023, 2:03 am
Security measures are also heightened, as these providers are equipped with state-of-the-art systems to safeguard sensitive employee data in accordance with international standards. [read post]
16 Oct 2023, 4:12 pm
On September 27, 2023, the Securities and Exchange Commission (the “SEC”) announced charges against six officers, directors, and major shareholders of public companies (“insiders”) for failing to timely report and file disclosures related to (i) their holdings in public company stock and (ii) transactions they undertook involving public company stock. [read post]
16 Oct 2023, 3:25 pm
Those differences are the product of collaboration between Governor Newsom, the Save Local Restaurants coalition, and the Service Employees International Union (SEIU). [read post]
16 Oct 2023, 5:50 am
” Yet, even when the international law grounds for national security actions are contested, architects of those actions typically use the language of international law to make their case. [read post]
16 Oct 2023, 3:49 am
The United States is concerned that Russia will exchange sophisticated military technology with North Korea. [read post]
16 Oct 2023, 3:15 am
For context,when the geopolitical situation in Eastern Europe intensified in February 2022, with Russia’s invasion of Ukraine, the Securities and Exchange Commission’s (the “SEC”) Division of Corporation Finance released a sample letter reflecting comments it may issue to a registrant regarding compliance withthe SEC’s disclosure obligations. [read post]
13 Oct 2023, 8:50 am
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
13 Oct 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, October 11, 2023 Tags: Schedule 13D, Schedule 13G, SEC, Williams Act Statement by Chair Gensler on Final Rules Regarding Beneficial Ownership Posted by Gary Gensler, U.S. [read post]
13 Oct 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, October 11, 2023 Tags: Schedule 13D, Schedule 13G, SEC, Williams Act Statement by Chair Gensler on Final Rules Regarding Beneficial Ownership Posted by Gary Gensler, U.S. [read post]
13 Oct 2023, 4:00 am
In exchange, he allegedly used his influence to protect three businesspeople and benefit the government of Egypt. [read post]
12 Oct 2023, 1:14 pm
On 9 October 2023, the European Parliament’s Internal Market and Consumer Protection Committee (IMCO) and Committee on Legal Affairs (JURI) agreed revised wording to amend the European Commission’s (the “EC”) proposed new Product Liability Directive (the “Directive”). [read post]
12 Oct 2023, 12:20 pm
Enlarge (credit: Getty Images) On Wednesday, Microsoft revealed in a Securities and Exchange Commission filing and blog post that the Internal Revenue Service says the company owes the US Treasury $28.9 billion in back taxes, plus penalties and interest, reports the Associated Press. [read post]
12 Oct 2023, 9:16 am
For example, the series of settlements in the FCPA-related Cobalt International Energy securities suit total approximately $389.6 million. [read post]
