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2 May 2023, 9:01 pm by renholding
That’s not to mention consulting, advisory, monitoring, servicing, transaction, and director’s fees, among others. [read post]
12 Mar 2009, 10:11 am
Dealing with Ambiguous State Securities Laws An issue which often arises during the planning phase of the hedge fund formation process is whether certain state securities or investment advisory laws or regulations apply to a certain fact situation. [read post]
10 Dec 2023, 9:01 pm by renholding
Often the decision makers and the implementation teams are not the same groups of people. [read post]
13 Nov 2020, 6:14 am by John Jascob
A group of derivatives leaders engaged in a far-ranging discussion of these topics in a panel titled Managing the Risk of Climate Change: The Role of Markets, at the FIA’s recent Expo-V Conference 2020, a virtual event in light of the ongoing COVID-19 pandemic.Setting the stage. [read post]
23 Nov 2011, 5:11 pm by Steve Bainbridge
Lazar, an economist with International Strategy & Investment Group Inc., wouldn't comment for this article. ... [read post]
22 Jan 2023, 9:01 pm by renholding
Going forward, investment companies and asset managers should continue to expect a heightened focus from the SEC on ESG-related practices and disclosures. [read post]
9 Jun 2012, 7:13 pm by Susan Mangiero
It led to lessons learned about the need to regularly review record-keeping and investment management fees, negotiate for rebates if possible and adhere to documented investment guidelines. [read post]
19 Sep 2008, 11:35 am
" (This from an AmLaw 25 managing partner I spoke with today.) [read post]
28 Jul 2011, 2:00 am by Kara OBrien
(“CIBC”) began performing work for Metal Management in connection with a possible merger or other business combination of Metal with Sims Group Ltd. [read post]
1 Apr 2024, 3:12 pm by Rosalie Chen
This would allegedly allow them to participate through a private investment pool managed by the company or their automated bot. [read post]
12 Aug 2008, 2:00 pm
Zucker Britz Brokerage - Commercial / Investment Sales 2 stella kordes exit kingdom realty real estate 3 ELLIOTT VILKAS rizzogroup Architecture 1 Ilan Bracha Bracha Group Brokerage - Residential 3 Nadia Nastaskin NTN Realty Group, Inc. [read post]
1 Aug 2013, 8:36 am by Cynthia Marcotte Stamer
A Fellow in the American College of Employee Benefit Counsel, immediate past Chair of the American Bar Association (ABA) RPTE Employee Benefits & Other Compensation Group and current Co-Chair of its Welfare Benefit Committee, Vice-Chair of the ABA TIPS Employee Benefits Committee, a council member of the ABA Joint Committee on Employee Benefits, and past Chair of the ABA Health Law Section Managed Care & Insurance Interest Group, Ms. [read post]
11 Nov 2009, 7:40 am
What does this mean for the likelihood of mandatory registration of private investment funds? [read post]
23 Aug 2012, 8:33 pm by Cynthia Marcotte Stamer
USI Advisors is a wholly owned subsidiary of USI Consulting Group, a Goldman Sachs Capital Partners Co. [read post]
25 Mar 2008, 6:25 am
The Energy and Environmental Advisory Group will develop recommendations to the governor involving opportunities to reduce greenhouse gas emissions, as well as a recommended timetable for implementation. [read post]
23 Feb 2012, 4:08 am by Ted Allen
The advisory vote simply allows investors to register if they believe the compensation committee got it right," Smith said.Americans for Financial Reform (AFR), a coalition of consumer and investor groups that includes the AFL-CIO, has urged the Senate Banking Committee to reject the emerging company legislation. [read post]
26 Jul 2018, 2:57 pm by Hedge Fund Lawyer
  The NFA has proposed this Interpretive Notice in an effort to better inform and notify consumers of the risks involved with trading and investing in cryptocurrencies. [read post]