Search for: "MARY SCHAPIRO"
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25 Feb 2009, 1:56 am
SEC Responds to Dodd with Guidance on Say on Pay Provisions of Stimulus LegislationIn a letter to SEC Chair Mary Schapiro, Senate Banking Committee Chair Christopher Dodd explained the shareholder advisory vote provisions for TARP recipients in the American Recovery and Reinvestment Act of 2009. [read post]
24 Feb 2009, 12:57 pm
(Rick) Ketchum has been appointed FINRA's Chief Executive Officer, replacing the new SEC Chair Mary Schapiro. [read post]
24 Feb 2009, 11:44 am
New SEC Chairman Mary Schapiro issued a statement saying she is pleased Khuzami is coming on board ‘’in such an important role at this crucial time.'’ Anthony Ricco, a lawyer who opposed Khuzami in a World Trade Center case, told Bloomberg News that Khuzami will take an active role in his new job. [read post]
23 Feb 2009, 11:00 am
The NYT has a piece on Mary Schapiro's first weeks in office, generally written in a laudatory tone. [read post]
23 Feb 2009, 9:28 am
Dodd Letter to SEC Details Effective Dates of Say on Pay and Compliance CertificationIn a letter to SEC Chair Mary Schapiro, Senate Banking Committee Chair Christopher Dodd explained the shareholder advisory vote provisions for TARP recipients in the American Recovery and Reinvestment Act of 2009. [read post]
23 Feb 2009, 8:21 am
Pay vote advocates expect that the SEC--under the leadership of new chair Mary Schapiro, who has endorsed the concept--will have final rules in place before the 2010 proxy season. [read post]
23 Feb 2009, 4:49 am
" Under the new Chair's reign, it appears that Elisse will have more influence than a typical Commissioner due to her long-standing relationship with Mary Schapiro, as well as the fact that Elisse had spent considerable time working in high-level Staff positions at the SEC earlier in her career (including Corp Fin Deputy Director). [read post]
23 Feb 2009, 1:47 am
According to a February 20, 2009 Washington Post article entitled "SEC to Examine Boards’ Role in Financial Crisis" (here), one of new SEC Chairman Mary Schapiro’s "first tasks" will be looking into "whether the boards of banks and other financial institutions conducted effective oversight leading up to the financial crisis," as part of an SEC effort to "intensify scrutiny at the top… [read post]
20 Feb 2009, 8:25 am
[JURIST] US Securities and Exchange Commission (SEC) [official website] chairman Mary Schapiro [official profile] on Thursday named Robert Khuzami [SEC press release] as the new director of the SEC's Division of Enforcement. [read post]
20 Feb 2009, 5:00 am
Mary Schapiro comes to the SEC aware that there is pent up demand for corporate governance reform. [read post]
19 Feb 2009, 2:07 pm
The SEC's new chairman, Mary Schapiro, has been looking for a "tough" prosecutor to restore the agency's reputation as Wall Street's top cop and an announcement could come in days, two sources said. [read post]
16 Feb 2009, 1:07 pm
Mary Schapiro has already distanced herself... [read post]
13 Feb 2009, 9:53 am
The decision may be reflective of a change in approach to such proposals under new SEC chairwoman Mary Schapiro. [read post]
9 Feb 2009, 2:16 pm
The SEC's new chairman, Mary Schapiro, sent a letter to the subcommittee leaders after the hearing ended, offering to find a way to give information to lawmakers without hurting the civil and criminal investigations of Madoff. [read post]
9 Feb 2009, 9:00 am
The Chairman of the SEC, Mary Schapiro, gave a speech on Friday that struck the right tone. [read post]
9 Feb 2009, 3:25 am
On Friday, Chair Schapiro delivered this speech in which she describes some of her first steps in changing the Enforcement Division's policies & procedures, etc. [read post]
6 Feb 2009, 11:58 am
Excerpts from SEC Chairman Mary Schapiro's Address to Practising Law Institute's "SEC Speaks in 2009" Program, Feb. 6, 2009: As a first, but significant, step in empowering our Enforcement staff, I am this week taking action to end the Commission's... [read post]
5 Feb 2009, 2:13 pm
After four senior staff members of the SEC were unable to answer the House Subcommittee's questions about Madoff, citing ongoing invetigations, SEC Chair Mary Schapiro sent a letter to the committee, stating that "Today's testimony before your subcommittee could not... [read post]
4 Feb 2009, 8:57 am
New SEC chairwoman Mary L. [read post]
3 Feb 2009, 4:30 am
But as we await Mary Schapiro and the SEC's action in this area, there is a more immediate place to show the affect of truly independent directors. [read post]
