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19 Apr 2019, 5:59 am
April 16, 2019Appellate Division, Second Department Appellate Division holds that Indian Child Welfare Act applies to Neglect Proceeding and Shinnecock Tribe had right to intervene In Matter of Durpee M, v Samantha Q., 2019 WL 1461831 (2d Dept., 2019) the mother and her husband (father) were the parents of the child, who was born in January 2017. [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel… [read post]
19 Apr 2019, 5:33 am
Insurance Agency Guillory, Michael Financial West Group The Shemano Group, Inc Hamm, Brandon Wells Fargo Clearing Services Hartigan, John Entrustpermal Securities LLC Calyon Financial Inc Jones, Marques Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Merlo, Robert Allstate Financial Services Pruco Securities Norris, Timothy BMO Harris Financial Advisors … [read post]
16 Apr 2019, 1:27 pm
Beth Hehir Senior Vice President Bank of America Merrill Lynch Beth Hehir notes her proudest professional accomplishment is enabling entrepreneurs to realize their dreams of owning and operating businesses and nonprofit organizations. [read post]
15 Apr 2019, 2:35 pm
’s real estate market,” said Nancy Merrill, president of the Law Society of BC. [read post]
12 Apr 2019, 8:22 am
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Grossman, Robert David Lerner Associates, Inc National Planning Corporation Jacobowitz, Oded Securities America, Inc JP Morgan Securities LLC James, Garland Garden State Securities, Inc Global Arena… [read post]
11 Apr 2019, 10:34 am
Draft Recommendation on Pennying in the Corporate Bond and Municipal Securities MarketsMatt Andresen, Headlands TechnologiesJude Arena, Bank of America Merrill LynchJohn Bagley, MSRBJohn Cahalane, TradewebPeg Henry, Stifel FinancialJustin Land, Wasmer Schroeder11:30 a.m. [read post]
11 Apr 2019, 9:02 am
” He has one other employment separation listed on his broker report in 2011 from former employer, Merrill Lynch. [read post]
8 Apr 2019, 9:03 am
The criminal fraud cases against Ledford and Merrill have not yet gone to trial. [read post]
5 Apr 2019, 6:54 am
Digital Verdict Discovery Litigation Services Diversified Legal Services Diversified Risk Management Doar Litigation Consulting Duff & Phelps Eisner Amper LLP Elite Document Technology Epiq (DTI) Ernst & Young LLP Forensic Data Services FTI Consulting/Technology GlassRatner Advisory & Capital Group LLC Gibson Arnold & Associates Guidepost Solutions LLC H5 Hancock Firm HaystackID (Inspired Review) Haley Stuart, LLC Hire Counsel HP (Autonomy) HR Legal Search HSSK IBM IMS Expert… [read post]
1 Apr 2019, 7:54 am
Still, UBS and other investment firms – including Bank of America’s Merrill Lynch (BAC), Credit Suisse (CS), and Morgan Stanley (MS) – have reportedly continued to market Yield Enhancement Strategies to investors despite the ongoing losses. [read post]
27 Mar 2019, 11:21 am
Merrill Lynch allegedly improperly handled the “pre-release” of ADRs. [read post]
26 Mar 2019, 12:16 pm
Merrill Nelson, R-Grantsville, said he objected. [read post]
25 Mar 2019, 5:36 pm
[…] The post Things to Consider Before Entering Into a Plea Bargain appeared first on Merrill Law Firm. [read post]
22 Mar 2019, 8:55 am
The SEC’s order found that Merrill Lynch improperly borrowed pre-released ADRs from other brokers when Merrill Lynch should have known that those brokers – middlemen who obtained pre-released ADRs from depositaries – did not own the foreign shares needed to support those ADRs. [read post]
22 Mar 2019, 6:09 am
As set forth in part in the SEC Press Release:The SEC’s order found that Merrill Lynch improperly borrowed pre-released ADRs from other brokers when Merrill Lynch should have known that those brokers – middle... [read post]
19 Mar 2019, 9:01 pm
As Professor Thomas Merrill wrote in an insightful 1996 article, true conservatives should favor established precedents—what he calls “the consensus view about the meaning in the legal community of today”—over disruptive changes rooted in ostensible discoveries of original meaning. [read post]
15 Mar 2019, 6:26 am
During his tenure at what was once called "Mother Merrill" or "The Thundering Herd," Billington got Merrill stock and stock options, which he put into his Trust. [read post]
15 Mar 2019, 6:26 am
During his tenure at what was once called "Mother Merrill" or "The Thundering Herd," Billington got Merrill stock and stock options, which he put into his Trust. [read post]
8 Mar 2019, 8:54 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4480/securities-industry-commentator/SEC Charges Volkswagen, Former CEO With Defrauding Bond Investors During "Clean Diesel" Emissions Fraud (SEC Release)In the Matter of Allan Michael Roth (SEC Order Denying Respondent's Motion to Postpone Filing Answer Indefinitely)Good Intentions Pave Merrill Lynch Stockbroker's Retirement… [read post]
