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16 Sep 2009, 9:29 am
InvestmentNews is reporting that the New York Attorney General's office subpoenaed five members of BofA's board of directors as part of an investigation into the bank's acquisition of Merrill Lynch & Co.According to the article, the board members are expected to be questioned about what they knew regarding the mounting losses and bonus payments at Merrill ahead of the deal's completion on Jan. 1. [read post]
26 Apr 2017, 12:20 pm
The customers have been reimbursed by Merrill Lynch. [read post]
19 May 2010, 6:40 am
On Tuesday, Brion Randall, a former Merrill Lynch broker, pleaded guilty to running a fraudulent investment scheme. [read post]
4 Apr 2007, 7:17 am
The government will retry three former Merrill Lynch executives whose 2004 fraud and conspiracy convictions in the so-called Nigerian Barge trial were overturned by the Fifth Circuit. [read post]
18 Feb 2009, 1:27 pm
., a registered broker-dealer, commenced an arbitration proceeding against Merrill Lynch to recover $140 million paid for auction rate securities sold to it by Merrill, according to a February 10, 2009 article by Mary Alice Robbins in LAW.COM. [read post]
26 Jun 2019, 7:08 am
Former Merrill Lynch Broker Fred Brown Reportedly Fined & Suspended According to the Financial Industry Regulatory Authority (FINRA) on July 25, the regulator has reportedly fined former Merrill Lynch broker, Fred Ronald Brown $12,500 and suspended him for eight months. [read post]
30 Aug 2007, 5:04 am
According to Antoine Colonna, an analyst at Merrill Lynch in Paris, PPR may want to buy the London-based company to add its brand to a range that includes Gucci and Balenciaga. [...] [read post]
29 Oct 2007, 4:57 am
Stanley O'Neal’s six-year reign at Merrill Lynch is coming to an end. [read post]
30 Oct 2006, 8:22 am
A Merrill Lynch analyst on Monday raised his rating on Yahoo’s stock to “buy” from “neutral” and suggested that popular Web portal could make an attractive acquisition target for Microsoft. [read post]
29 Jul 2008, 11:20 am
In the latest example of the Dallas-based private equity shop’s desire to tackle tough terrain, Merrill Lynch announced Monday that it had sold Lone Star almost all of its troublesome collateralized debt obligations, once valued at nearly $31 billion, for the fire-sale price [...] [read post]
28 Jan 2009, 6:00 am
Former Merrill Lynch CEO John Thain catches a subpoena; Pfizer settles with the government; and GE looks to get past its embarrassing sex discrimination suit. [read post]
1 May 2009, 8:24 am
Citadel Investment Group has formed an investment banking division in its Citadel Securities unit, and recruited three former Merrill Lynch bankers to help run it. [read post]
24 Oct 2011, 12:35 pm
Merrill Lynch & Comp (civil case) [uploaded: 10/24/2011] [read post]
24 Sep 2011, 10:00 pm
Microsoft Becomes First Corporate User of Standard XML-Based Bank Statements 'Microsoft collaborated with Bank of America Merrill Lynch, Citi and... [read post]
27 Apr 2009, 7:04 am
The WSJ has a devastating op-ed today on Hank Paulson and what now appears to be the forced acquisition by Bank of America of Merrill Lynch. [read post]
16 May 2012, 7:14 pm
Bank of America Merrill Lynch has hired a team of three investment bankers specializing in the power industry from Credit Suisse, the firm announced in an internal memorandum. [read post]
30 Jul 2008, 7:59 pm
The State of Oregon has more than $1 billion invested with this guy, who's now throwing a flimsy-looking life preserver to Merrill Lynch. [read post]
21 Jul 2010, 12:41 pm
Deutsche Bank has hired Scott Lampard from Bank of America Merrill Lynch to head up the firm's sales and trading business in Canada. [read post]
8 Jul 2011, 11:57 am
LivingSocial gave the much-coveted lead underwriter positions for its forthcoming I.P.O. to Deutsche Bank, JPMorgan Chase and Bank of America Merrill Lynch. [read post]
13 Jan 2012, 1:30 pm
Merrill Lynch, Pierc (civil case) [uploaded: 01/13/2012] [read post]
