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16 Sep 2018, 8:06 am
  In a sense this is merely anther aspect of European values projection so nicely undertaken through instruments such as sovereign wealth funds (see, e.g., here). [read post]
11 May 2022, 9:01 pm by Gary Gensler
Hedge funds and other asset managers increasingly have been using total return swaps to express a position that then may be held on the balance sheet of their prime broker or bank. [read post]
29 Dec 2010, 6:45 am by Stikeman Elliott LLP
Hedge funds, pension funds and other pools of capital As always, the adage “follow the money” applies. [read post]
2 Jan 2024, 2:13 am by Robin E. Kobayashi
Felix Manufacturing Inc., Fireman’s Fund Insurance Company, Allianz Insurance Company, Defendants, 2023 Cal. [read post]
15 Oct 2012, 8:13 am by Charles Johnson
Some of these barriers are reduced through the use of “memoranda of understanding” (MOUs), or mutual agreements — between agencies or officials of different nations — to exchange information and cooperate in criminal investigations. [read post]
26 Sep 2023, 9:01 pm by renholding
Several banks assigned portions of the term loan made to Millennium Laboratories LLC (“Millennium”) to institutional investor groups, including mutual funds, hedge funds and other institutions. [read post]
27 Jan 2008, 4:33 pm
Year marriage ended: _____________If there was a divorce, please have a copy of the divorce decree available.7. [read post]
29 Nov 2011, 12:35 am by Kevin LaCroix
” The fund was marketed as consisting of attractive assets, whereas the fund was arranged to include a “substantial percentage of negatively projected assets. [read post]
27 Aug 2024, 9:01 pm by renholding
The case stems from an inquiry initiated by FINRA following Blankenship’s termination by Independent Financial Group, LLC (IFG) for alleged policy violations related to mutual fund transactions and unauthorized discretionary actions. [read post]
23 Aug 2011, 2:00 am by Kara OBrien
So, unlike mutual funds, the ETF does not buy or sell ETF Shares directly with all of its security holders. [read post]
20 Aug 2015, 7:11 am by James Galvin
The investment she’s talking about is a REIT, R-E-I-T: real estate investment trust, and what a REIT is, it’s similar to a mutual fund and in one meaningful way, it has a lot of differences, but that the main similarity is that it’s like a basket of investments. [read post]
9 Jan 2013, 12:00 am by Kevin LaCroix
 On December 7, 2012 a jury in federal court in Los Angeles awarded $169 million to the FDIC in its suit against three former officers of IndyMac. [read post]
29 Dec 2018, 6:59 am
 They are now being told that “on-campus sources” must constitute at least half of the funding for their event. [read post]
26 Oct 2020, 2:54 am by Alan Rosca
As part of the scheme, FIP allegedly used new investor funds to make payments to earlier investors to keep the scheme operating smoothly. [read post]
26 Oct 2020, 2:54 am by Alan Rosca
As part of the scheme, FIP allegedly used new investor funds to make payments to earlier investors to keep the scheme operating smoothly. [read post]
9 Dec 2014, 9:57 pm by David Frakt
 But, as with mutual funds, past results are not a guarantee of future performance. [read post]
25 Oct 2023, 4:30 am by Barry Barnett
Submit=Display&Path=Y2023/D10-13/C:22-2905:J:Easterbrook:aut:T:fnOp:N:3116695:S:0 Stock buyer who sued for securities fraud could not appeal order granting motion to dismiss complaint of pension fund the court named as lead plaintiff under PSLRA. http://media.ca7.uscourts.gov/cgi-bin/OpinionsWeb/processWebInputExternal.pl? [read post]