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5 Feb 2019, 12:01 am
On the other hand, Nichols’s analysis is keen, albeit sparse. [read post]
30 Jan 2019, 1:06 pm
Pro-Integrity Securities Evans, Makisha Feitelnerg, Brendan United Planners Financial Services LPL Financial LLC Jimenez, Mario Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Justafort, Frantz JP Morgan Securities LLC Chase Investment Services Maddox, Nicholas TCFG Wealth Management LLC US Bancorp Investments Gustavo Madrigal-Flores JP Morgan Securities Miozzi, Scott… [read post]
21 Jan 2019, 1:30 pm
Nichols eventually fired Ward Pratz and retained new counsel, which filed the housing suit on his ... [read post]
14 Jan 2019, 10:49 am
Sherrin adds, “Pam Nichols is a tough, if not impossible, act to follow but Jeff is the right person for the task. [read post]
10 Jan 2019, 8:00 am
Isiah Nichols, 20, was held in lieu of $50,000 bail; Emmanuel McNeal, 20, was held without bail; Rashi Treadwell, 25, was held in lieu of $150,000 bail; Hanif Washington, 19, was held in lieu of $1 million; and Jack Austin, 20, was held in lieu of at least $50,000 bail, according to inmate records from the Los Angeles County Sheriff’s Department. [read post]
4 Jan 2019, 7:55 am
Shaun Nichols, a leading figure in moral psychology, philosophy of cognitive science, and experimental philosophy at the University of Arizona, has accepted a senior offer from the Department of Philosophy at Cornell University, where he will start this coming fall.... [read post]
3 Jan 2019, 5:57 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrick, Tabor FBL Marketing Services, LLC Allstate Financial Services, LLC Conklin, Jeffrey The Huntington Investment Company American General… [read post]
19 Dec 2018, 10:38 am
Rob Nichols, American Bankers’ Association president and CEO, remarked, as follows: “Today’s proposal marks an important step forward in implementing the bipartisan regulatory reform law that passed earlier this year, but we believe there is room for regulators to go further. [read post]
18 Dec 2018, 11:03 am
Morgan Securities LLC Virginia Nichols LPL Financial LLC Merrill Lynch, Pierce, Fenner & Smith Inc Michael Nickoli AXA Advisors, LLC NML Investors, LLC Jeffrey Offen Craft Capital Management LLC Salomon Whitney Financial Issac Onu NY Life Securities LLC Wells Fargo Advisors, LLC Michael Resciniti Spartan Capital Securities, LLC First Standard Financial Company LLC Mark Sachse… [read post]
14 Dec 2018, 6:06 am
Securities and Exchange Commission, on Wednesday, December 12, 2018 Tags: Audits, Brexit, Capital formation, Cybersecurity, Engagement, Institutional Investors, Investor protection, LIBOR, Proxy voting, Risk management, Sarbanes–Oxley Act, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Preparing for the 2019 Reporting Season Posted by Doug Schnell, Lisa Stimmel and… [read post]
13 Dec 2018, 6:30 am
Posted by Nichol Garzon, Glass, Lewis & Co., on Thursday, December 13, 2018 Editor's Note: Nichol Garzon is Senior Vice President and General Counsel at Glass, Lewis & Co. [read post]
12 Dec 2018, 8:20 am
Nichols, eds, Oxford University Press, forthcoming). [read post]
12 Dec 2018, 8:20 am
Nichols, eds, Oxford University Press, forthcoming). [read post]
8 Dec 2018, 12:01 am
An analysis published by Wharton School of Business is generally favorable about the new deal, with Wharton legal studies and business ethics professor Philip Nichols describing the USMCA as “a shockingly reasonable agreement given President Trump’s professed disdain for reasonable trade agreements. [read post]
7 Dec 2018, 8:19 am
Pam Nichols’s December Newsletter Whenever we buy something – especially toys for our children – we hope that someone is making sure these products are safe. [read post]
6 Dec 2018, 9:00 pm
Pam Nichols’s December Newsletter Whenever we buy something – especially toys for our children – […] Source [read post]
6 Dec 2018, 9:00 pm
Pam Nichols’s December Newsletter Whenever we buy something – especially toys for our children – […] The post 2018 Safe Toy Buying Guide first appeared on OA Law. [read post]
4 Dec 2018, 4:08 pm
In undertaking his assessment of that defence, Mr Justice Warby followed a path that many had expected: being guided by Lord Nicholls’s ten point ‘checklist’ from the now superseded common law Reynolds defence. [read post]
3 Dec 2018, 5:52 am
Following Venezuela’s re-election of President Nicholás Maduro, the US Treasury Department’s Office of Foreign Assets Control (“OFAC”) increased the financial pressure on Venezuela by banning the US purchase of any debts or accounts receivable owed to the government and PDVSA. [read post]
30 Nov 2018, 6:06 am
.; Susan Gary, University of Oregon; and Cynthia Williams, York University, on Tuesday, November 27, 2018 Tags: Fiduciary duties, Institutional Investors, Proxy advisors, Proxy voting, Prudence, SEC, Securities regulation, Shareholder voting The Double-Edged Sword of CEO Activism Posted by Brian Tayan (Stanford University), on Tuesday, November 27, 2018 Tags: Corporate Social Responsibility, Diversity, Management, Public… [read post]
