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17 Jan 2020, 5:54 am
Adler (New York University) and Vedran Capkun (HEC Paris), on Friday, January 10, 2020 Tags: Bankruptcy, Debt, Debtor-creditor law, Distressed companies CalSTRS Green Initiative Task Force Annual Report Posted by Kirsty Jenkinson, California State Teachers’ Retirement System, on Friday, January 10, 2020 Tags: Boards of Directors, CalSTRS, Climate change, Environmental disclosure, ESG, Institutional… [read post]
14 Jan 2020, 7:18 pm by LindaMBeale
A week ago (Jan 8, 2020), the New York Times described Michael Bloomberg's plan1 for addressing the income and wealth inequality in the United States that has been a constant topic of discussion by Democratic candidates. [read post]
6 Jan 2020, 11:24 am by Silver Law Group
Aurora Cannabis became a publicly traded company in July, 2017 on the Toronto Stock Exchange, and on the New York Stock Exchange in October, 2018. [read post]
5 Jan 2020, 2:52 pm by Kevin LaCroix
This mean that in 2019 about one out of every eleven U.S. exchange-listed company was hit with a securities suit. [read post]
5 Jan 2020, 2:52 pm by Kevin LaCroix
This mean that in 2019 about one out of every eleven U.S. exchange-listed company was hit with a securities suit. [read post]
3 Jan 2020, 5:35 am by Richard Altieri, Benjamin Della Rocca
Business groups in the U.S. have widely praised the deal as a positive step, and U.S. stocks rallied on news of the deal. [read post]
31 Dec 2019, 8:13 am by CFM Admin
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
25 Dec 2019, 7:00 am by Race to the Bottom
(Wang, Wall Street Journal) Budweiser Asia’s performance claims the second-largest initial public offering in the world this year, trailing Uber Technologies Inc., who raised $8.1 billion and listed on the New York Stock Exchange. [read post]
The bars by the self-regulatory organization (FSRO), the New York Stock Exchange (NYSE), the Nasdaq Stock Market, Cboe Global Markets, and their affiliate exchanges were part of 10 distinct settlements and come in the wake of allegations that Lek Securities gave foreign traders market access and that some of these traders proceeded to engage in manipulative trading and fraud. [read post]
23 Dec 2019, 1:25 pm by Kate Cox
Enlarge / T-Mobile CEO John Legere (left) and then-Sprint CEO Marcelo Claure during an interview on the floor of the New York Stock Exchange on April 30, 2018. [read post]
20 Dec 2019, 9:00 am by Rob Robinson
Pivotal’s securities were quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
20 Dec 2019, 2:00 am by Kevin Kaufman
Connecticut, Minnesota, Vermont, and New York will see increases in their estate tax exemptions (taxpayer-friendly provisions), while Hawaii’s estate tax will become more burdensome. [read post]
17 Dec 2019, 7:07 am by Rob Robinson
Pivotal’s securities are quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
12 Dec 2019, 7:51 pm by anne
  Among other individuals and entities, the FCPA covers companies whose stock trades or is listed on national securities exchange in the U.S. [read post]
10 Dec 2019, 10:53 am by Staff Attorney
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
9 Dec 2019, 10:31 am by Renae Lloyd
” Listed Funds Trust is reportedly liquidating Innovation Alpha United States ETF (INAU), Innovation Alpha Global ETF (INAG) and Innovation Alpha Trade War (TWAR) on December 9, with the funds’ last trading day on the New York Stock Exchange scheduled for December 16, according to a SEC filing. [read post]
29 Nov 2019, 5:00 am by John Jascob
By Joanne Cursinella, J.D.In a strongly worded letter to the Commission, the comptroller of the City of New York criticized recent proxy proposals and called for longer comment periods. [read post]
25 Nov 2019, 1:26 pm by Kevin LaCroix
-based cannabis company that is alleged to have engaged in stock manipulation. [read post]
24 Nov 2019, 7:17 pm by Omar Ha-Redeye
No prejudice is found to the Appellants given that no new issues are raised and Fairbnb must comply with the exchange dates for materials set out in the [Procedural Order]. [read post]
24 Nov 2019, 6:32 am
Below we discuss some of the recent highlights, as well as recent rulemaking activity by the SEC, the New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq) that is relevant to FPIs. [read post]