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23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
30 Jul 2012, 8:28 am
· Filing Liberally Construed – For purposes of determining whether there has been a timely filing within the STAA’s 180-day statute of limitations, a complaint will be considered ‘‘filed’’ onthe date of postmark, facsimile transmittal, electronic communication transmittal, hand delivery, delivery to a third-party commercial carrier, in-person filing at an OSHA office—and even a telephone call. [read post]
15 Dec 2008, 12:57 pm
The Court held that under the Sarbanes-Oxley (SOX) employee protection, whistleblowers have to be specific about their allegations of fraud to be protected from retaliation. [read post]
8 Jan 2016, 3:14 am
When an activist investor launched a consent solicitation to remove four members of the board in late 2015, Vaalco responded that any such written consent would be “null and void” because its directors could “only be removed from office for cause. [read post]
29 Oct 2020, 3:03 am
Looking Back at 16 Years of ICFR Section 404 of the Sarbanes-Oxley Act requires companies to review internal control over financial reporting and report whether it’s effective. [read post]
27 Aug 2020, 8:16 am
In a press release from earlier this year, Jane Norberg, Chief of the SEC’s Office of the Whistleblower, highlighted the program’s success. [read post]
9 Jan 2007, 9:31 am
For example, the demise of Enron and birth of Sarbanes-Oxley have sparked practices that have begun to wear away at the safe haven that corporations and attorneys alike have become dependent on for keeping confidential information strictly in the boardroom. [read post]
10 Dec 2009, 2:26 am
The company filed an "unreviewed" Q3 2009 10-Q and CEO Patrick Byrne and CFO Steve Chesnut did not sign required Sarbanes-Oxley certifications. [read post]
13 Feb 2009, 8:12 am
Quickly on the heels of the Foreign Corrupt Practices Act came the Security and Exchange Commission’s attempt to require private-sector management to subject statements on internal accounting to the scrutiny of independent auditors, followed by the Federal Managers Financial Integrity Act of 1982, the Chief Financial Officers Act of 1990, the Federal Financial Management Improvement Act of 1996, and of course, everyone’s favorite of late --… [read post]
10 Jan 2010, 12:54 pm
The Sarbanes-Oxley Act required boards to go after unearned CEO income, said the Council, but the Act's language is too narrow. [read post]
21 Nov 2006, 7:23 am
Since the passage of the Sarbanes-Oxley Act in August 2002, companies have been required to report option grants within two business days. [read post]
16 Feb 2012, 1:03 pm
The Court explained that the clause “officer, employee, contractor, subcontractor, or agent of such company” in the whistleblower protection provision goes to who is prohibited from retaliating or discriminating, not to who is a covered employee. [read post]
30 Jul 2012, 12:28 pm
· Filing Liberally Construed – For purposes of determining whether there has been a timely filing within the STAA’s 180-day statute of limitations, a complaint will be considered ‘‘filed’’ onthe date of postmark, facsimile transmittal, electronic communication transmittal, hand delivery, delivery to a third-party commercial carrier, in-person filing at an OSHA office—and even a telephone call. [read post]
31 Jan 2012, 12:13 pm
Or at least I wish they would eliminate it in situations where the stock of the public company is not trading, or where the sole stockholder is also the sole director and officer approving the transaction. [read post]
30 Apr 2007, 7:52 am
Cox is the SEC's 28th Chairman and has been in office since August 3, 2005. [read post]
2 Dec 2006, 1:52 pm
Founded in 1994, CaseCentral is headquartered in San Francisco and maintains sales and support offices in Manhattan and Washington D.C. [read post]
9 Nov 2010, 5:00 am
But this expanded liability for officers who signed the forms, not directors. [read post]
6 Feb 2007, 5:29 am
Make sure that what you are producing will convey the right image and be of interest beyond your office walls. [read post]
6 Feb 2022, 8:04 am
Joel Oxley of Hubbard Radio’s WTOP News Radio represented the NAB and broadcasters in arguing in favor of the legislation, and representatives of other traditional media companies also spoke in support of the legislation. [read post]
24 Aug 2012, 3:27 pm
The conflict minerals disclosure is required to be filed on Form SD, which must be signed by an executive officer of the Registrant. [read post]
