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15 Jun 2018, 12:04 pm
” The ICI pointed out the fact that in some instances, a mutual fund holds a mutual fund account without any intermediaries, and the fund’s transfer agent services the account. [read post]
6 Oct 2017, 6:36 am
Ceceil was retained to provide an expert medical opinion on Dr. [read post]
12 Nov 2015, 11:09 am
The Federal Trade Commission and the Department of Veterans Affairs have signed a “Memorandum of Agreement” (MOA) “to provide mutual assistance in the oversight and enforcement of laws pertaining to advertising, sales, and enrollment practices of institutions of higher learning and other establishments that offer training for military education benefits recipients. [read post]
17 Dec 2007, 7:37 am
Devised and published by the International Chamber of Commerce,...correct use of Incoterms goes a long way to providing the legal certainty upon which mutual confidence between business partners must be based. [read post]
21 Apr 2011, 9:11 pm
Indiana Superior Court recently partnered with IHCDA to provide a secure Internet portal to enhance faster, more efficient resolutions for mortgage lenders and people facing foreclosure. [read post]
25 Jun 2018, 6:24 am
On June 4, 2018, the Securities and Exchange Commission (“SEC”) adopted Rule 30e-3 (the “Rule”) to provide mutual funds, exchange-traded funds, closed-end funds and certain registered unit investment trusts covered by the rule (“Funds”) with a new option of internet-based “notice and access” delivery of annual and semi-annual shareholder reports, conditioned on delivery to investors of a separate paper notice for each shareholder… [read post]
11 Jul 2019, 7:42 am
The report incorporates activity undertaken during this period which supervisors provided to HM Treasury in their annual returns and takes into account observations from the Financial Action Task Force’s (FATF) mutual evaluation report of the UK’s AML / CTF regime. [read post]
27 Aug 2019, 6:18 am
In recent years, most courts have interpreted the ICA as providing only one private right of action—a claim for excessive advisory fees against investment advisers and their affiliates expressly granted to mutual fund shareholders under Section 36(b). [read post]
15 Jul 2016, 5:37 am
State Farm Mutual Automobile Insurance Co. was defending Sam Chee’s interests in both lawsuits. [read post]
17 Dec 2018, 9:48 am
At the end of last week, the Federal Trade Commission (FTC) and the Department of Veterans Affairs (VA) announced that they have entered into a Memorandum of Agreement (MOA) “to provide mutual assistance in the oversight and enforcement of laws pertaining to the advertising, sales, and enrollment practices of institutions of higher learning and other establishments that offer training for military education benefits recipients. [read post]
30 Nov 2020, 12:22 pm
According to his BrokerCheck record, the Financial Industry Regulatory Authority (FINRA) reportedly barred Matthes after he failed to provide requested information after allegations in March 2019. [read post]
6 Apr 2010, 7:18 am
The Court also provided additional guidelines, which may further help shareholders to prevail in excessive fees case. [read post]
27 Nov 2020, 4:00 am
Look carefully at any documents provided to you by the investment advisor. [read post]
5 Mar 2008, 8:21 am
In an order filed yesterday, the SEC provided details of a bachelor party in Miami for Fidelity traders that was reported in a 2005 WSJ front-pager. [read post]
9 Nov 2009, 10:27 am
Liberty Mutual's policy had a forum selection clause that provided that if suit was filed by the insured, the suit "must be brought in a court of competent jurisdiction in the county and state of your legal domicile at the time of the accident. [read post]
12 Jan 2008, 11:39 pm
The Otoe County District Court reversed finding the mutual impact easement requirement was an unconstitutional delegation of legislative power. [read post]
30 Nov 2009, 4:45 am
Philanthropedia, formerly the Nonprofit Knowledge Network, suggests that you consider the recommendations of their "experts" and donate to one of their "Expert Mutual Funds," a group of top nonprofits selected by their experts. [read post]
30 Mar 2010, 10:06 am
Harris, a case in which a mutual fund investor challenged allegedly excessive advisory fees. [read post]
15 Mar 2021, 5:16 am
today announced a collaborative partnership with Courtroom Insight to provide mutual customers with access to a rich and comprehensive database of labor arbitration content. [read post]
14 Mar 2012, 7:19 am
From Forbes: "Litigator Pushes Mutual-Disarmament Pacts To Cut Costs," which is about Houston lawyer Steve Susman-- He’s built a website, Trial by Agreement, that provides a sort of 0pen-source repository of pre-trial agreements that lawyers can use to reduce the often needless expense of electronic discovery, depositions and tit-for-tat motions. [read post]
