Search for: "Principal Financial Group, Inc.," Results 801 - 820 of 948
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27 May 2010, 5:08 am
WASHINGTON andmdash; The Financial Industry Regulatory Authority (FINRA) announced today that it has imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
10 May 2010, 11:30 pm by Martin George
Richard Fentiman is Reader in Private International Law at the University of Cambridge, where he teaches the postgraduate course on International Commercial Litigation. [read post]
8 May 2010, 2:46 pm by Adam Santucci
But when companies overstep permissible boundaries, their monitoring efforts can have severe legal and financial consequences. [read post]
The recent decision In re Washington Mutual, Inc. [2] (which was followed even more recently in In re Accuride Corporation [3]) applies the disclosure requirements in Rule 2019 to members of an ad hoc group participating in a Chapter 11 case. [read post]
26 Apr 2010, 1:30 pm by Tom Goldstein
  I have attempted to review the principal areas of law in which he has decided a significant number of cases that would likely be most relevant to his potential appointment. [read post]
The principal forces amassing to shift power and destabilize those respective relationships are the combination of these “significant seven” developments: 1. [read post]
21 Apr 2010, 7:00 am by Lucas A. Ferrara, Esq.
MAYOR BLOOMBERG RELEASES ONE-YEAR PROGRESS REPORT ON NYC SERVICE New Partnership with Equinox Fitness Clubs will help to nearly Double the Number of New Yorkers with access to Free Fitness Classes, with a Focus on Low-Income Neighborhoods Mayor Michael R. [read post]
18 Apr 2010, 8:59 am by Tom Goldstein
  This grouping has produced dramatic shifts in the Court’s Sixth Amendment jurisprudence relating to the jury trial right (which has significant effects on how prison sentences are determined) and a defendant’s right to confront witnesses against him. [read post]
15 Apr 2010, 7:35 pm by Randall Reese
Spheris was represented by Jefferies & Company, Inc., Capstone Advisory Group, and Willkie Farr & Gallagher. [read post]
12 Apr 2010, 1:26 pm by WIMS
Climate Action Report 2010 (click here).Waste Information & Management Services, Inc. [read post]
At best, they may rely on statistical modeling in an effort to sort portfolio companies by performance, such as grading a company against a peer group determined by SIC codes or the like. [read post]
30 Mar 2010, 6:21 am by Mark D. Gerstein, Latham & Watkins LLP,
Gerstein is a partner in the Chicago office of Latham & Watkins LLP and Global Chair of that firm’s Mergers and Acquisitions Group. [read post]
15 Mar 2010, 2:09 pm by Robinson, Calcagnie & Robinson
Even industry groups and manufacturing executives have acknowledged and reluctantly conceded that litigation has enhanced product safety by changing the way they do business. [read post]
22 Feb 2010, 4:32 pm by Richard A. Rogan
He also serves as the co-managing partner of JMBM's San Francisco office and co-chair of its Bankruptcy Practice Group. [read post]
22 Feb 2010, 6:10 am by Mark J. Astarita, Esq.
The collapse of the financial markets that began in mid-2008 has spawned quite a bit of litigation, and at the forefront of much of that litigation is Lehman Brothers. [read post]
20 Feb 2010, 5:14 pm
The National Futures Association has accepted Frontline Advisors LLC and Frontline Financial, Inc.'s proposal to permanently remove themselves as a member of the group. [read post]