Search for: "Private Capital Investments, LLC" Results 801 - 820 of 1,603
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21 Mar 2017, 9:00 am by Renae Lloyd
Hines REIT previously distributed $1.01 per share from July 2011 through April 2013 which was designated as partial return of invested capital. [read post]
21 Mar 2017, 7:32 am by Renae Lloyd
Hines REIT previously distributed $1.01 per share from July 2011 through April 2013 which was designated as partial return of invested capital. [read post]
4 Nov 2009, 7:59 am
Schwabe - Managing Partners of Forum Capital Securities, LLC Forum Capital Concurs wholeheartedly with those persons and entities that have commented on the Proposed Rule to date that banning investment advisers from compensating third-party placement agents for securing capital commitments from public pension fund investors would: Unfairly advantage private investment firms large enough to employ an internal marketing and investor… [read post]
6 Jan 2016, 3:48 am by Patricia Klusmeyer
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
25 Aug 2015, 7:32 am by Adam Weinstein
TICs are private placements that have no secondary trading market and are therefore illiquid investments. [read post]
18 Jun 2015, 2:47 pm by Catherine DeBono Holmes and Victor Shum
One of the provisions of the Bill states that EB-5 investors may only receive credit for job creation based on capital investment provided by non-alien entrepreneurs for the percentage of total jobs created that is equal to the percentage of total capital investment provided by such non-alien entrepreneurs in the commercial enterprise, and that percentage may not exceed 30% of all jobs created, even if the capital investment by non-alien… [read post]
18 Jun 2015, 2:47 pm by Cathy Holmes and Victor Shum
One of the provisions of the Bill states that EB-5 investors may only receive credit for job creation based on capital investment provided by non-alien entrepreneurs for the percentage of total jobs created that is equal to the percentage of total capital investment provided by such non-alien entrepreneurs in the commercial enterprise, and that percentage may not exceed 30% of all jobs created, even if the capital investment by non-alien… [read post]
18 Jun 2015, 2:47 pm by Cathy Holmes and Victor Shum
One of the provisions of the Bill states that EB-5 investors may only receive credit for job creation based on capital investment provided by non-alien entrepreneurs for the percentage of total jobs created that is equal to the percentage of total capital investment provided by such non-alien entrepreneurs in the commercial enterprise, and that percentage may not exceed 30% of all jobs created, even if the capital investment by non-alien… [read post]
9 Feb 2015, 6:50 am by Lax & Neville LLP
  The Investor Alert warned investors of aggressive promotions touting stocks that claim to capitalize on the growing vape market. [read post]
12 Mar 2018, 3:00 am by Biglaw Investor
The relationship is explained in the Private Placement Memorandum. [read post]
23 Oct 2020, 8:03 am by Silver Law Group
  Terrence Diehl   LPL Financial LLC   Private Advisor Group   Alex Herrera   UBS Financial Services Inc. [read post]
17 Oct 2023, 2:39 am by The White Law Group
  The Trouble with Private Placement Investments Private placement investments such as these are typically sold by brokerage firms in exchange for a large up-front commission. [read post]
3 May 2019, 7:56 am by Amber Walsh
Utilizing Small Business Investment Company (SBIC) leverage allows small to mid-size funds to deploy capital more quickly and easily. 6. [read post]
15 Jan 2011, 5:00 am by Jennifer S. Taub
At oral argument in the Janus case, Justice Ruth Bader Ginsburg placed Janus Capital Management LLC (“JCM”) in the “driver’s seat” for purposes of primary liability under Section 10(b) of the Securities Exchange Act. [read post]
29 Nov 2010, 8:13 am
" Hedge Funds, mutual funds and investment banks pay large sums of monies to private companies that purport to link investors with due diligence, unique research and experts in a range of sectors, countries and thousands of individual companies. [read post]
8 Oct 2017, 7:03 am by Adam Weinstein
The providing of loans or selling of notes and other investments outside of a brokerage firm constitutes impermissible private securities transactions – a practice known in the industry as “selling away”. [read post]
7 Dec 2011, 5:45 am by Doug Cornelius
ThinkStrategy Capital Management and Chetan Kapur The SEC charged ThinkStrategy Capital Management LLC and its sole managing director Chetan Kapur with fraud in connection with two funds. [read post]