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1 Jul 2024, 9:01 pm
Although the Final Rule refers to the registration of “court orders,” the rule uses that term to refer to court orders approving or implementing agency actions, not court orders approving settlements with wholly private plaintiffs.[19] This is notable because many consumer financial statutes at both the state and federal level provide for a private right of action. [read post]
22 Sep 2011, 1:13 am
The program is below: 9:00 am to 9:45 am Registration of the participants 9:45 am to 10:00 am Opening of the conference 10:00 am to 11:15 am I panel General issues of private international law Mirko Zivkovic, PhD, University Nis Discussion 11:15 am to 11:30 am Coffee break 11:30 am to 1:00 pm II panel Integration of EU PIL into national PIL codifications of the region (conflict of laws) Zlatan Meskic, PhD, University of Zenica “Integration of EU Private… [read post]
10 Mar 2011, 12:27 pm
This information, in theory, can be used if a legal dispute arises over the work, especially outside of the U.S. where there is no formal registration system. [read post]
24 Jan 2014, 4:55 am
If you read the initial decision, you will see that the ALJ was quite harsh in its commentary of the Big 4 affiliates (eg. [read post]
26 Sep 2024, 2:20 pm
In other words, a lot of work is ahead of us all. 4. [read post]
22 Aug 2012, 6:56 am
In particular, for certain private stock offering, Rule 506 provides the primary factors / “safe harbor” that must be satisfied to qualify for the Section 4(2) private offering exemption. [read post]
16 Jun 2022, 6:58 am
Each registrant’s disclosure must be tailored to its unique business, workforce, and facts and circumstances. [read post]
26 Nov 2018, 7:42 am
” I found two rules to be the most applicable to private fund managers on the list: 206(4)-8 Prohibition of fraud by advisers to certain pooled investment vehicles. 206(4)-2 Custody Rule The applicability of fraud to investors rule is a bit a remnant from the SEC trying to breach the old small adviser exception to registration. [read post]
28 Mar 2012, 4:32 am
On the issue of whether equitable tolling even applies to the two-year period for bringing claims under Section 16(b), the Court split 4-4 - Chief Justice Roberts did not participate in the decision. [read post]
14 Dec 2010, 10:35 am
Legal Persons The civil acts capacity for legal persons and its affiliates is governed by the laws of the place of registration. [read post]
3 Jan 2012, 7:17 am
4. [read post]
19 Nov 2010, 8:17 am
There are proposed changes to Form ADV to reflect the new thresholds for registration and some other changes. private funds will need to disclose key gatekeepers such as auditors and third-party marketers. [read post]
19 Nov 2012, 7:21 am
We will submit the panels to L&S on November 30 and forward the session numbers to you so you can submit your proposed papers as “assigned papers” via the usual LSA registration by the December 4 deadline.Please remember that the rules changed in 2012. [read post]
19 Nov 2012, 7:21 am
We will submit the panels to L&S on November 30 and forward the session numbers to you so you can submit your proposed papers as “assigned papers” via the usual LSA registration by the December 4 deadline.Please remember that the rules changed in 2012. [read post]
8 Mar 2024, 3:25 am
S-X – Extending the PSLRA to certain forward-looking statements pertaining to transition plans, scenario analyses, carbon pricing and targets and goals – Eliminating the proposed requirement for a private company party to a business combination registered on Form S-4 or F-4 to provide the S-K or S-X disclosures – Eliminating the proposed requirement to disclose any material changes to the disclosures in Form 10-Qs The Staff also highlighted key changes in… [read post]
2 May 2012, 8:36 am
In 2001, O.C. opened a nightclub on the property, and by 2004 it had a pier for private boats. [read post]
27 Oct 2019, 8:23 am
As well, insufficiently clear and precise registrations may be contrary to public policy In 'When the unicorn loves its name recognition, but Wall Street, less so', Neil Wilkof argues that a widely recognised trademark might provide a commercial benefit, at least when unicorns (a privately held start-up that shows rapid growth but no profits) are concerned. [read post]
3 Mar 2017, 6:39 am
The same cannot be said, however, for registrants who are ultimately subject to actions taken under that agreement. [read post]
7 Dec 2008, 3:11 pm
Registration is at: www.acteva.com/go/copyright. [read post]
18 Mar 2008, 4:48 am
He wants to keep a gun for private reasons, directly contrary to the D.C. gun law. [read post]
