Search for: "Registration Private (5)"
Results 801 - 820
of 2,462
Sorted by Relevance
|
Sort by Date
14 May 2011, 11:12 am
" Private right of action. [read post]
14 May 2011, 11:12 am
Private right of action. [read post]
14 May 2011, 11:12 am
" Private right of action. [read post]
12 Jun 2012, 2:00 am
Non-Enforcement Matters New SEC Investment Adviser Registrants to Experience First SEC Exam by End of Year According to an SEC spokesperson, newly registered hedge fund and private equity advisers should expect to experience their first SEC examination some time before the end of 2012. [read post]
17 May 2010, 11:35 am
Therefore, the interests are public, private and academic. [read post]
28 Jan 2013, 4:31 am
Those categories include the following: - bank, insurance company, registered investment company, employee benefit plan or small business investment company; - private business development company; - charitable organization, corporation or partnership with assets exceeding $5 million; or - trust with assets in excess of $5 million, not formed to acquire the securities offered, whose purchases a sophisticated person makes [read post]
17 Nov 2011, 12:08 am
Pre-registration by e-mail (pil@ag.gov.au) is required, but free. [read post]
24 Oct 2019, 2:36 pm
” She also noted that last year improper payments accounted for 5% of Medicare’s total net costs. [read post]
22 Apr 2009, 4:09 am
Achieving Greener Communities through Civic, Private and Government Sector Innovation.The Local Government Leadership Institute Web site at:[www.osc.state.ny.us]offers information about the Institute, including tentative agendas, registration information and links to Hofstra University's Wilbur F. [read post]
3 Jun 2019, 3:00 am
The disparity is largest at the General Counsel level, with a 17% gap, 5% smaller than the previous year. [read post]
27 Nov 2023, 2:36 am
The defendant had been using since 2013 with registrations from June 2015. [read post]
19 Sep 2019, 10:37 am
AB 5 and its exemptions go into effect on January 1, 2020. [read post]
4 Sep 2016, 10:15 am
All registered attendees are invited to the Welcome Reception on Tuesday, November 29 at the Lowe Art Museum at the University of Miami from 5:00–6:30 p.m. [read post]
4 Sep 2016, 10:15 am
All registered attendees are invited to the Welcome Reception on Tuesday, November 29 at the Lowe Art Museum at the University of Miami from 5:00–6:30 p.m. [read post]
16 Jun 2022, 6:58 am
Each registrant’s disclosure must be tailored to its unique business, workforce, and facts and circumstances. [read post]
22 Mar 2012, 10:32 am
David Schweikert (R-AZ), which would increase the offering threshold for companies exempted from SEC registration under Regulation A from $5 million to $50 million. [read post]
2 Mar 2022, 9:19 am
” Id., at p. 5. [read post]
17 Apr 2024, 9:01 pm
” The Court rejected the argument that without private liability for pure omissions under Rule 10b–5(b), there will be “broad immunity any time an issuer fraudulently omits information Congress and the SEC require it to disclose” because (i) “private parties remain free to bring claims based on Item 303 violations that create misleading half-truths” and (ii) “the SEC retains authority to prosecute violations of its own regulations. [read post]
3 Jan 2012, 7:17 am
Registration will close on Thursday (5 January)".Recognising an order when he receives one, the IPKat was naturally obliged to obey. [read post]
30 Mar 2011, 3:30 pm
Join the Sacramento Valley APA for a discussion with Renaissance Planner Bill Fulton on the good, the bad, and the ugly of economic development based on his new book: Romancing the Smokestack: How Cities and States Pursue Prosperity Friday, April 22, 2011 Globe Mills 1131 "C" Street Sacramento, CA 95814 4:30 - 5:00 pm Registration & Networking 5:00 - 6:00 pm Discussion with Mr. [read post]
