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11 Aug 2017, 6:06 am
Hall and Reuben Grinberg, Davis Polk & Wardwell LLP, on Thursday, August 10, 2017 Tags: Blockchain, Broker-dealers, Contracts, Equity offerings, Financial technology, SEC, SEC enforcement, Securities enforcement, Securities regulation 2017 Mid-Year Securities Enforcement Update Posted by Gibson, Dunn & Crutcher LLP, on Thursday, August 10, 2017 Tags: Broker-dealers, Clawbacks, Disgorgement, Financial… [read post]
19 Apr 2019, 6:12 am
Rouhandeh, and Michael Kaplan, Davis Polk & Wardwell LLP, on Saturday, April 13, 2019 Tags: Bonds, Corporate fraud, DOJ, International governance, Misconduct, Rule 144, SEC, SEC enforcement, Securities litigation, Securities regulation, Volkswagen 2019 Proposed Amendments to DGCL Posted by John Mark Zeberkiewicz and Brigitte Fresco, Richards, Layton & Finger, P.A., on Saturday, April 13, 2019 Tags: Appraisal… [read post]
9 Mar 2020, 11:01 am by Eric Goldman
Deane School of Law at Hofstra University Stephen McJohn, Suffolk University Law School William Moner, Elon University David Cristian Morar, George Washington University, Elliott School Frederick Mostert, Dickson Poon School of Law, King’s College, London Ira Steven Nathenson, St. [read post]
19 Jun 2015, 5:12 am by Amy Howe
” At PrawfsBlawg, Seth Davis weighs in on Kerry v. [read post]
15 Oct 2020, 3:14 am by Alan Rosca
Turner & Company in Atlanta, Georgia (September 2004 – March 2005) LH Ross & Company in Boca Raton, Florida (April 2004 – October 2004) FINRA expelled the firm in March 2005 Harrison Securities in Port Washington, New York (August 2003 – April 2004) FINRA expelled the firm in December 2004 Joseph Stevens & Company in Brooklyn, New York (July 2002 – August 2003) May, Davis Group in New York, New York( March 2002 – July 2002) FINRA expelled… [read post]
15 Jul 2016, 6:22 am
Harty, Davis Polk & Wardwell LLP, on Thursday, July 14, 2016 Tags: Antitrust, Disclosure, FTC, Hart-Scott-Rodino Act, Securities enforcement, Securities regulation Four Takeaways from Proxy Season 2016 Posted by Ann Yerger, EY Center for Board Matters, Ernst & Young LLP, on Thursday, July 14, 2016 Tags: Board composition, Board leadership, Boards of Directors, Engagement, ESG, Executive Compensation,Institutional Investors, Proxy access, Proxy disclosure, Proxy season, Say on… [read post]
15 Oct 2020, 3:14 am by Alan Rosca
Turner & Company in Atlanta, Georgia (September 2004 – March 2005) LH Ross & Company in Boca Raton, Florida (April 2004 – October 2004) FINRA expelled the firm in March 2005 Harrison Securities in Port Washington, New York (August 2003 – April 2004) FINRA expelled the firm in December 2004 Joseph Stevens & Company in Brooklyn, New York (July 2002 – August 2003) May, Davis Group in New York, New York( March 2002 – July 2002) FINRA expelled… [read post]
15 Apr 2010, 8:27 am by Clare Freeman, RWS, WD Mich
*******HARRY RAY DAVIS, JR.Direct AppealUnpublishedhttp://www.ca6.uscourts.gov/opinions.pdf/10a0227n-06.pdfThe defendant--appellant, Harry Ray Davis, Jr., appealed his sentence for being a felon in possession of firearms. [read post]
12 Oct 2011, 5:03 am
Roark, Keith A Rowley, Steven Semeraro, Anthony Schutz and Jim Chen discussing a variety of Commercial Law related topics. [read post]
9 Oct 2020, 6:05 am
Cogan (Hoover Institution), on Wednesday, October 7, 2020 Tags: Business Roundtable, Corporate purpose, Corporate Social Responsibility, ESG, Institutional Investors, Shareholder primacy, Shareholder value, Stakeholders CFTC Identifies Climate-Related Financial Risks and Urges Action Posted by Betty Moy Huber, Michael Comstock and Alexandra Munson, Davis Polk & Wardwell LLP, on Thursday, October 8, 2020 Tags: CFTC, Climate… [read post]
13 Jul 2010, 7:35 am by Matthew Scarola
At the Constitutional Law Prof Blog, Steven D. [read post]
23 Jun 2015, 7:31 am by Amy Howe
In The New Yorker, Lincoln Caplan weighs in on last week’s decision in Davis v. [read post]
11 Nov 2021, 9:03 pm by Laura Welborn
” In a working paper, Steven Salop, professor at the Georgetown University Law Center, and several coauthors discussed the impacts of Ohio v. [read post]
26 Feb 2018, 4:32 am by Edith Roberts
” At National Law Review, Donald Davis looks at the court’s decision last week in Digital Realty Trust Inc. v. [read post]