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31 Jan 2024, 12:50 pm
Investors and the public can access BrokerCheck to review the professional background of brokers and firms, including any disclosures related to customer complaints, regulatory actions, legal proceedings, or other events that FINRA member firms are required to report. [read post]
31 Jan 2024, 11:31 am
The White Law Group reviews the regulatory history of Edward Jones. [read post]
31 Jan 2024, 10:24 am
Fee for petition for review 3270 3400 130 4.0% 12. [read post]
31 Jan 2024, 10:15 am
As regulatory pieces begin to fit into place, the EU is positioning itself at the spearhead of the digital economy. [read post]
31 Jan 2024, 9:16 am
But even if the Qualifying Veteran is around sometimes, just not during normal business hours, a status protest would still likely lead to such SBA compliance review (at a minimum). [read post]
31 Jan 2024, 9:07 am
As we enter 2024, we once again review the most significant legislation, policy changes and regulatory actions with respect to climate change taken by California in the past year. [read post]
30 Jan 2024, 9:05 pm
He also says that although President Trump appointed conservative judges at unprecedented rates, President Biden has filled a substantial number of federal judicial vacancies as well, marking yet another, perhaps more longstanding, effort to dampen the Trump Administration’s deregulatory legacy.The post Trump’s Deregulatory Failures first appeared on The Regulatory Review. [read post]
30 Jan 2024, 2:10 pm
The plaintiffs argued that because IARC’s classification of glyphosate as “probably carcinogenic” was disputed by a number of international regulatory authorities and organizations, the state could not could not compel businesses to provide warnings stating that glyphosate is “known” to cause cancer. [read post]
30 Jan 2024, 10:30 am
Cyber Insurance Coverage for Ransomware Events Review key insurance coverage implications for ransomware losses under stand-alone cyber insurance policies. [read post]
30 Jan 2024, 10:30 am
Also review new private market data for real estate and labor & employment practitioners. [read post]
30 Jan 2024, 10:30 am
Blockchain—Key Legal and Regulatory Issues Learn more about the legislative and regulatory requirements for blockchain technology and view a roadmap containing key legal and regulatory issues that typically arise in relation to blockchain technology. [read post]
30 Jan 2024, 9:50 am
Such systems go well beyond review of the income statement and balance sheet and must focus on operating cash flows, capital expenditures and other key [read post]
30 Jan 2024, 9:50 am
[Plus an interview with Rob Silvers on the Cyber Safety Review Board] This was a big week for AI-generated deep fakes. [read post]
30 Jan 2024, 9:11 am
The agency small business specialist should review the decision to not use a small business set-aside. [read post]
29 Jan 2024, 9:05 pm
In an article in the Fordham Law Review, Drew Simshaw, a law professor, identifies the potential of legal tech to connect underserved Americans to affordable legal services and proposes a national regulatory system to ensure that legal tech achieves this goal. [read post]
29 Jan 2024, 12:00 pm
The White Law Group reviews the regulatory history of Morgan Stanley. [read post]
Guest Post: The Economic Crime and Corporate Transparency Act 2023: A Questionable Christmas Present
29 Jan 2024, 9:03 am
The Explanatory Notes to the CMCHA state that this covers both those in the direct chain of management and those in, for example, strategic or regulatory compliance roles. [read post]
29 Jan 2024, 4:00 am
… Vancouver Immigration Law BlogPart 2A – An Annotated Review of Li and the Unforeseen and Unsettled Legal Consequences of Expanding the Definition of Espionage As promised, it is time for part II of my blog part series on the Federal Court decision of Li v. [read post]
28 Jan 2024, 9:05 pm
Madison.The post On Misciting Marbury first appeared on The Regulatory Review. [read post]
28 Jan 2024, 4:48 pm
Regular review: Periodically review and adjust your succession plan, just like any other business strategy, so it remains relevant to your startup’s needs and goals. [read post]
