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25 Nov 2009, 3:07 am
Nomura, the Japanese brokerage, has been fined $2.9 million by Britain's Financial Services Authority after one of its Hong Kong traders helped trigger an over-valuation of complex financial instruments. [read post]
30 Jun 2010, 3:05 pm
The co-founders of Getco, a big high-frequency trader, argue that the May 6 flash crash was a "wake-up call" for the securities industry to support stronger rules to ensure adequate liquidity in the equity markets. [read post]
7 May 2015, 8:53 am
Retail Properties of America Inc. want to redevelop the Towson Circle shopping center, which includes Barnes & Noble, Pier 1 Import and Trader Joe's to include a high-rise residential development. [read post]
29 Mar 2019, 11:52 am
First Derivative Traders, 564... [read post]
25 Apr 2012, 2:09 pm
A deal lawyer, a trader and their middleman who carried out a insider trading scheme that lasted decades and included the use of code names and disposable cellphones settled charges on Wednesday. [read post]
26 Mar 2009, 7:48 am
The Treasury secretary on Thursday outlined a wide-ranging plan to overhaul financial regulation by subjecting hedge funds and traders of exotic financial instruments to potentially strict new government supervision. [read post]
15 Jun 2010, 3:32 pm
Bank of America has ordered its traders not to enter into oil trades with BP that extend beyond a year from now. [read post]
9 Sep 2017, 8:05 am
Andrew Verstein has posted Insider Tainting: Strategic Tipping of Material Non-Public Information on SSRN with the following abstract: Insider trading law is meant to be a shield, protecting the market and investors from connected traders, but it can also be... [read post]
29 Sep 2010, 2:56 pm
Bank of America Merrill Lynch is laying off 20 to 30 proprietary traders, or roughly a third of its team, as it aims to comply with the Volcker Rule that restrict banks from making bets with their own money. [read post]
15 Feb 2013, 1:41 pm
The SEC further alleges that the traders were in possession of material nonpublic information about the Heinz acquisition when they purchased out-of-the-money Heinz call options prior to the announcement. [read post]
31 Dec 2012, 9:41 am
He also urged the SEC to impose some liquidity provision obligations on high frequency traders. [read post]
8 Jan 2010, 1:00 am
Movie on Traders to be Screened in San Francisco On January 28 the San Francisco investment management community will come together to watch the movie “FLOORED” which documents the issues facing floor traders as the industry continues its march away from traditional floor trading. [read post]
4 Dec 2015, 11:11 am
Posted by Andrew Verstein, Wake Forest University, on Friday, December 4, 2015 Editor's Note: Andrew Verstein is Assistant Professor of Law at Wake Forest University. [read post]
22 Sep 2011, 5:55 am
Kweku Adoboli, who didn't request bail, faces amended charges, with authorities alleging that he committed fraud dating back to 2008. [read post]
30 Dec 2010, 1:02 pm
This display was evident at Hannaford's in Portland this morning. [read post]
10 May 2010, 3:35 am
For half an hour last Thursday afternoon, CNBC was the most exciting place on television. [read post]
6 Nov 2010, 5:35 am
86 legislators and congressional aides on both sides of the aisle reported frequent trades of securities last year, according to a Wall Street Journal's analysis of disclosure forms covering trading activity on Capitol Hill in 2009. [read post]
25 Aug 2010, 10:24 am
Related posts:Insider's Tip #6 for Wannabe Insider Traders Insider's Tip #5 for Wannabe Insider Traders Insider's Tip #4 for Wannabe Insider Traders [read post]
3 Oct 2012, 6:39 pm
Notable for energy traders, one of the covered commodities would have been natural gas traded at the Henry Hub. [read post]
8 Mar 2012, 8:51 pm
Labor Department’s monthly employment report is one of the most-anticipated market-moving data points watched by investors and traders on Wall Street. [read post]
