Search for: "U.S. Equity, LLC"
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23 Jan 2015, 10:00 am
As illustrated in Michael Lewis' book Flash Boys, HFT firms engage in algorithmic equities trading, a sort of shadowy corner of the markets that increasingly garners attention in the Wall Street Journal for a variety of reasons.Citadel's victim impact statement to Judge Norgle indicated that it had spent over $2 million in costs investigating the employees' theft of trade secrets and assisting the U.S. [read post]
14 Jan 2015, 9:01 am
., and Exotic Equity Transfers, LLC (“EET”). [read post]
9 Jan 2015, 3:44 am
Magnetar Financial LLC, Fortress Investment Group LLC and Gabelli Funds all have active appraisal cases. [read post]
2 Jan 2015, 10:15 am
Restani, siting by designation from the U.S. [read post]
2 Jan 2015, 6:30 am
Circuit Court of Appeals on 30 December, Pom Wonderful LLC v Hubbard et al, No. 14-55253. [read post]
15 Dec 2014, 4:44 pm
You may want to read:Part 1 – EB-5 offerings do not fit standard SEC registration requirements;Part 2 – Securities broker-dealer registration requirements and hiring U.S. and Non-U.S. brokers; andPart 3 – Investment Company Act requirements. [read post]
15 Dec 2014, 8:30 am
A recent case decided by Judge Jed Rakoff of the U.S. [read post]
5 Dec 2014, 4:57 am
18 U.S. [read post]
1 Dec 2014, 9:41 am
Shaver, Adversary Proceeding Number 14-5005, from the U.S. [read post]
24 Nov 2014, 3:32 am
Unlike many of U.S. [read post]
18 Nov 2014, 1:28 pm
I blogged last week about Tracy Rifle & Pistol LLC. v. [read post]
2 Oct 2014, 3:44 pm
As mentioned in Part 1 of this article, “EB-5 offerings do not fit standard SEC registration requirements,” U.S. securities laws were designed primarily for offerings of securities in the U.S. to protect U.S. investors, and these laws are not well suited to the EB-5 investment market. [read post]
1 Oct 2014, 7:30 pm
Aetna U.S. [read post]
28 Sep 2014, 6:16 pm
Lighting Ballast Control LLC v. [read post]
24 Sep 2014, 3:40 am
In 1997, the U.S. [read post]
23 Sep 2014, 6:14 pm
See 546 U.S. at 398. [read post]
23 Sep 2014, 8:10 am
" U.S. [read post]
23 Sep 2014, 6:00 am
During this period, Latour’s trading at times accounted for as much as 9 percent of the trading volume in equity securities for the entire U.S. market. [read post]
18 Sep 2014, 8:46 pm
., LLC, No. 2013-1564 (Fed. [read post]
12 Sep 2014, 1:04 pm
The money comes from the private equity firm EnCap Flatrock Midstream. [read post]
