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17 Mar 2020, 6:00 am by Monica Wong (Toronto)
Shareholder activism will also continue to be used to encourage more dialogue between shareholders and a company’s management and board of directors in order for there to be more transparency regarding a company’s priorities and how it chooses to allocate its capital. [read post]
13 Mar 2020, 6:31 am
Posted by Kevin Harnisch (Norton Rose Fulbright US LLP) and David Ho and Nepomuk Loesti (American International Group, Inc.), on Friday, March 6, 2020 Tags: Extraterritoriality, Foreign issuers, International governance, Liability standards, Morrison v. [read post]
12 Mar 2020, 9:58 am by Steve Stransky
” According to NortonLifeLock Inc., phishing emails related to COVID-19 have become more sophisticated. [read post]
12 Mar 2020, 2:01 am by James Davis, Editor, HR Daily Advisor
Those commentators include Stacey Engle, President of Fierce Inc.; Gregg Thompson, President of Bluepoint Leadership; and Larry Clark, Managing Director of Global Learning Solutions at Harvard Business Publishing Corporate Learning. [read post]
5 Mar 2020, 1:49 pm by Kevin LaCroix
  Specifically, the SEC alleged that Mayweather failed to disclose promotional payments from three ICO issuers, including $100,000 from Centra Tech, Inc. [read post]
3 Mar 2020, 7:45 am by IncNow
This governing document between owners sets forth the ownership and management structure. [read post]
26 Feb 2020, 9:41 am by Yi W. Stewart
”[2] In short, the law is not intended to let a fiduciary simply “step into the shoes” of a deceased user and manage the decedent’s digital assets in the same way as tangibles (e.g., photos, letters). [read post]
25 Feb 2020, 2:32 pm by Kevin LaCroix
  The proposed rules are hotly contested by the major proxy advisory firms, on constitutional law grounds—under the argument that such rules violate their free speech rights–and on the business and practical fronts—the obligations under the rules overburden proxy advisory firms and smaller investment and asset management firms from a cost and time perspective. [read post]
25 Feb 2020, 6:22 am by Staff Attorney
In September 2019 a customer complained that Singh violated the securities laws by alleging that Singh induced them to invest $412,500 into an investment contracts with a company Singh controlled called Express Asset and Wealth Management, Inc. [read post]
24 Feb 2020, 2:06 am by Peter Mahler
The respondent siblings contended that the suit was time-barred under the applicable 6-year statute of limitations based on the petitioners’ admission that they had known for more than 6 years before filing suit how the corporation’s assets were being used in the manner challenged. [read post]
18 Feb 2020, 5:56 am by Staff and Wire Reports
— Franklin Resources is buying competitor Baltimore-based Legg Mason for $4.5 billion, creating a financial company with a combined $1.5 trillion in assets under management. [read post]
18 Feb 2020, 2:08 am by Renae Lloyd
The SEC alleges that EquiAlt, its CEO ,and its managing director, and the entities they control, purportedly fraudulently raised millions of dollars by making material misrepresentations to investors about EquiAlt’s investment strategy, the financial condition of the investments, and the uses of investor proceeds. [read post]
17 Feb 2020, 7:32 am by IncNow
Historically this was only to be used with family businesses. [read post]