Search for: "US Trade and Exchange, LLC"
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16 Jul 2013, 9:23 pm
Shares of Edwards were up 3.7 percent at $68.25 in early afternoon trading on the New York Stock Exchange, while shares of Medtronic were down 1.4 percent at $53.01. [read post]
8 Jul 2015, 2:29 pm
The indictment alleges that Graves defrauded six clients of his firm, Warren Financial Services LLC, through the sale of $420,720 in investment contracts. [read post]
31 Aug 2022, 12:42 pm
For a free and confidential consultation with an experienced attorney at Zamansky LLC, call 212-742-1414 or tell us how we can contact you online today. [read post]
6 May 2019, 12:26 pm
IBG LLC, Interactive Brokers, LLC (Fed. [read post]
31 Oct 2016, 12:55 pm
Companies that list their stocks on exchanges must meet minimum listing standards. [read post]
31 Oct 2016, 10:55 pm
Companies that list their stocks on exchanges must meet minimum listing standards. [read post]
6 Oct 2009, 5:10 am
FINRA further found that Next Financial's systems and procedures governing variable annuity exchanges were not reasonable and failed to provide adequate guidance about the criteria that should be used when recommending variable annuity exchanges to clients. [read post]
26 Feb 2016, 2:39 pm
According to the report, the proposal’s treatment of enumerated hedges would curb some commonly used trading strategies, including spread trades, synthetic storage, and cross hedges. [read post]
23 Apr 2024, 8:38 am
DiCarlo – US Court of International Trade Lecture at the University of Illinois – Chicago Law School (FKA the John Marshall Law School). [read post]
21 Apr 2014, 7:08 am
If you have questions on the above please contact us or call Bart Mallon directly at 415-868-5345. [read post]
22 Jun 2015, 9:24 am
******************PREVIOUSLY, ON NEVER TOO LATE Never too late 50 [week ending on Sunday 7 June] - Swiss claims | Italian-sounding trade marks for cosmetics | “IP litigation and Enforcement” event | Saving WiFi | Spy scandal at the EPO | Rihanna v DC Comics | KitKat trade mark | Taste trade marks in the Netherlands | Connectivity and human rights | Trade secrets, client confidentiality and privilege | 3-d printing and… [read post]
6 Aug 2018, 3:00 am
(registered as a broker-dealer) – Digital Wealth LLC (registered as an investment advisor) The blog points out that by acquiring licensed entities, Coinbase may be able to speed up its plan to create an exchange-based trading platform for blockchain-based securities. [read post]
15 Sep 2022, 8:35 am
From May 2019 to December 2019, Hoffman allegedly recommended investments in Zima Global Ventures, which purported to use investor funds to trade cryptocurrencies and other digital assets for profit, according to the complaint. [read post]
7 Nov 2009, 7:50 am
Leave a message below or via the Contact Us form. [read post]
11 May 2017, 6:56 am
The company was delisted from trading on NASDAQ in October 2016 and is still under investigation by the Securities and Exchange Commission. [read post]
10 Jul 2018, 3:57 am
CFTC MATTERS Advisory The CFTC Issues Advisory on Virtual Currency Derivatives On May 21, 2018, the Commodity Futures Trading Commission (“CFTC”) issued key expectations for exchanges and clearinghouses regarding virtual currency derivative products. [read post]
16 Mar 2011, 3:37 am
© 2011 Simple Justice NY LLC. [read post]
24 Sep 2010, 7:00 am
Drimal, Schottenfeld Group, LLC, Gautham Shankar, David Plate, Emanuel Goffer, and Michael Kimelman, Civil Action No. 09-09208 (LAK) (S.D.N.Y.): In this case, the SEC alleged that a ring of Wall Street traders and hedge funds made over $20 million trading ahead of corporate acquisition announcements using inside information tipped by an attorney at the law firm Ropes & Gray, in exchange for kickbacks. [read post]
15 Nov 2023, 6:26 am
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
15 Jun 2023, 12:44 pm
For a free, confidential consultation, contact us by email or call us today at (800) 975-4345. [read post]
