Search for: "Wall Street Financial Corporation"
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11 Jan 2021, 8:19 am
FTTs tax the act of trading itself, on top of existing capital gains, personal income, and corporate income taxes. [read post]
4 Aug 2010, 3:21 pm
Cook, Director of the SEC Division of Trading and Markets, said that the SEC has already undertaken extensive implementation planning for the rulemaking mandates in the Dodd-Frank Wall Street Reform and Consumer Protection Act in a Commission-wide effort to prepare for the next phase of financial regulatory reform. [read post]
29 Jan 2021, 8:04 am
"Wall Street as "personal casino. [read post]
15 Jul 2010, 6:17 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act will soon be the law of the land, assuming Senate passage. [read post]
21 May 2010, 12:31 pm
The banks then "securitize" them by bundling them into even larger packages that Wall Street thieves (sorry, I meant to say Wall Street investment houses and banks) buy up.Well, the dealers didn't want their predatory financing practices to be subject to any oversight. [read post]
New York Department of Financial Services Previews Rigorous Cybersecurity Rules for Financial Sector
19 Nov 2015, 12:17 pm
” During a speech in February 2015, former Superintendent Lawsky explained financial federalism as warranting a “catalytic role” for states to play in regulating Wall Street, arguing that states “should not be afraid to speak up and act if we spot new risks emerging in the market,” taking into consideration initiatives at the federal level, but not waiting for federal regulators to take the lead. [read post]
5 Feb 2010, 6:05 am
These efforts have so far culminated in the Wall Street Reform and Consumer Protection Act (H.R. 4173) as well as in Senator Dodd’s thoughtful Discussion Draft. [read post]
26 Sep 2019, 11:10 pm
Oversight of the Securities and Exchange Commission: Wall Street’s Cop on the Beat The SEC’s mission is to: (1) protect investors; (2) maintain fair, orderly, and efficient markets; and (3) facilitate capital formation. [read post]
19 Sep 2011, 8:33 pm
Years without accountability for big corporations, banks, and Wall Street resulted in the greatest financial crisis since the 1930's Depression. [read post]
21 Jan 2008, 7:01 am
"Speaking of the New Deal, today's Wall Street Journal paraphrases two economists who think the incoming recession may be "at least as bad as the five most catastrophic financial crises to hit industrialized countries since World War II. [read post]
31 Oct 2022, 6:46 am
Enlarge (credit: Financial Times) Even as his $44 billion buyout came down to the wire, Elon Musk kept Twitter guessing. [read post]
15 Dec 2008, 8:15 am
According to last week's Wall Street Journal Career Journal, theft by employees may be reaching epidemic proportions. [read post]
25 Sep 2008, 3:35 pm
So many of the people running for office say that this is a bailout of Wall Street by Main Street. [read post]
16 Dec 2009, 6:22 am
On January 31, 1989, then-Attorney General Dick Thornburgh touted the creation of a coordinated task force to bring to heel those responsible for the Wall Street scandals du jour. [read post]
16 Feb 2011, 9:00 pm
As yesterday's Wall Street Journal (subscription required) outlined in an article titled, "Why Incorporate in the Netherlands? [read post]
19 Oct 2015, 8:00 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
10 Oct 2008, 4:04 pm
This new article from Corporate Counsel may reveal a first sentencing echo from some of the ugly doings on Wall Street. [read post]
23 Sep 2017, 10:42 am
The book travels to trading desks on Wall Street, to corporate boardrooms and the offices of prosecutors and F.B.I agents. [read post]
14 Nov 2011, 1:20 pm
Moreover, since the rest of Wall Street used the same model, the whole financial world is vulnerable (obviously an oversimplification of the causes of the financial crisis, but this is movieland). [read post]
8 Dec 2011, 10:13 am
Brown said his Republican colleagues are “almost always flacking for Wall Street. [read post]
