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16 Jul 2018, 4:39 pm
” In any event, the trial court did not even consider whether the released claims “had been investigated sufficiently, as evidenced by the lack of findings on the issue. [read post]
16 Jul 2018, 7:37 am
In December 2017 Fawcett was sanctioned by FINRA on allegations that he recommended unsuitable mutual fund transactions to a customer by recommending 12 different mutual fund families instead of obtaining favorable breakpoint discounts for the customer. [read post]
16 Jul 2018, 7:00 am
Text message notifications about group meetings or events are more effective than e-mails, and interactive newsletters encourage employees to engage with their ERGs. [read post]
16 Jul 2018, 7:00 am
Text message notifications about group meetings or events are more effective than e-mails, and interactive newsletters encourage employees to engage with their ERGs. [read post]
16 Jul 2018, 4:00 am
As such, the Houthis will likely have access to arms in any event. [read post]
15 Jul 2018, 12:57 pm
A car accident lawyer can contest the official version of events as well as the version of events provided by the respondents and their insurance companies when details are missed in the evaluation. [read post]
15 Jul 2018, 11:30 am
ATC transferred the funds to the new account. [read post]
13 Jul 2018, 7:01 pm
The indictment Friday morning of 12 Russian military intelligence officials in connection with the 2016 election hacks and the resulting distribution of purloined emails was not a total surprise. [read post]
13 Jul 2018, 6:48 am
” Connell has 15 disclosure events listed on his broker report, including 10 customer complaints. [read post]
13 Jul 2018, 5:39 am
FINRA alleged in a Letter of Acceptance, Waiver and Consent that in or around July 2017, an 87-year-old customer of Stifel Nicolaus gave Yanow blank checks drawn on the customer’s brokerage account so that Yanow could pay the customer’s caregivers in the event the customer was unable to do so. [read post]
13 Jul 2018, 5:32 am
Notable Events of the Week: “President Trump on Monday nominated federal judge Brett M. [read post]
12 Jul 2018, 9:01 pm
He also joined the conservative wing in campaign finance cases dealing with private contributions and public finance, in Second Amendment cases, in criminal law and criminal procedure cases, and in cases protecting conservative speech, like the 2000 case upholding the Boy Scouts’ right to exclude gays; the case last month involving the Colorado baker who didn’t want to create a same-sex wedding cake; and the case a few weeks ago of the Illinois state employee who didn’t want to… [read post]
12 Jul 2018, 3:38 pm
Special thanks to the NAACP for partnering with the NCC for this event. [read post]
12 Jul 2018, 1:32 pm
July 1, 2018Appellate Division, First DepartmentFirst Department Holds Brooke’s Reasoning Applies with Equal Force Where Child Is Legally Adopted by One Partner and Other Partner Claims He or She Is A AParent@With Co‑Equal Rights Because Of Preadoption Agreement. [read post]
12 Jul 2018, 1:32 pm
July 1, 2018Appellate Division, First DepartmentFirst Department Holds Brooke’s Reasoning Applies with Equal Force Where Child Is Legally Adopted by One Partner and Other Partner Claims He or She Is A AParent@With Co‑Equal Rights Because Of Preadoption Agreement. [read post]
12 Jul 2018, 11:00 am
Farrow’s treatment of such events is informed by an impressive more than 200 interviews. [read post]
12 Jul 2018, 8:53 am
CoinAlts Fund Symposium. [read post]
12 Jul 2018, 6:06 am
Brokers are required to allocate customers funds into appropriate investments for the customer. [read post]
11 Jul 2018, 9:40 am
In any event, there is no mechanism for enforcing a Supreme Court Justice’s compliance with 28 U. [read post]
11 Jul 2018, 8:25 am
High Risk Private Placements under Regulation D Private placements are typically restricted to sophisticated investors, such as hedge funds and insurers, seeking alternatives to stocks and bonds and mutual funds. [read post]
