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30 Aug 2010, 10:43 pm
Let's hope their financial picture doesn't get any worse. [read post]
8 Oct 2018, 4:00 am
Should you provide expert witness services to criminal defendants? [read post]
25 Nov 2013, 12:33 pm
On November 14, the European Commission published an updated document setting out its agenda and timetable for the legislative proposals and non-legislative acts related to financial services that it expects to adopt between November 1 and December 31. [read post]
24 Jan 2012, 3:10 am
UBS Financial Services, Inc. filed a lawsuit this week in U.S. federal court against Anthony Ostlund Baer & Louwagie, P.A. claiming that, contrary to applicable ethical standards of professional conduct, AOBL, having represented USBFS is now suing USBFS in a “substantially … Continue reading ? [read post]
28 Feb 2009, 10:57 am
"Taxpayers are being ripped off," Congressman Brad Sherman, a Democrat from California who sits on the House Financial Services Committee, said in a statement. [read post]
19 Jun 2018, 8:02 am
Our latest Brexit and financial services video is now available. [read post]
20 Jul 2010, 1:01 pm
BuckleySandler has added three more counsel to its headcount, marking a continuation of the financial services boutique’s steady rate of growth. [read post]
27 Oct 2014, 3:09 am
Over the next twelve months, he paid $3252 to the servicer of the loan, CashCall, Inc. [read post]
8 Oct 2007, 1:45 am
“The Financial Services Authority (FSA) will be accused tomorrow of failing to supervise Northern Rock when MPs grill officials over the watchdog's role in the crisis. [read post]
8 Jun 2009, 3:10 am
“The number of fines and bans handed out by the Financial Services Authority is on course for a record this year as the City watchdog steps up its ‘get tough’ approach to regulation. [read post]
10 Jan 2019, 8:53 am
A 20-year veteran of the financial services industry, Reynolds began her career at Point Breeze as a Human Resources Generalist before being promoted to Human Resources Manager and then to Vice President, Human Resources. [read post]
8 Mar 2011, 12:31 pm
The House Financial Services Capital Markets Subcommittee will hold a hearing on March 10 on “Oversight of the Securities and Exchange Commission’s Operations, Activities, Challenges and FY 2012 Budget Request,” at which the directors of the agency's five divisions will... [read post]
28 Mar 2011, 12:56 pm
District Court in Houston against Daniel Sholom Frishberg (“Frishberg”), principal of Daniel Frishberg Financial Services (“DFFS”), a Commission-registered investment adviser. [read post]
13 Mar 2008, 2:57 pm
Joe Palazzolo, in this post at "The BLT: The Blog of Legal Times," explains that the question arose yesterday at a hearing before the Financial Services and General Government subcommittee of the Senate Appropriations Committee. [read post]
21 Feb 2012, 2:18 am
“Santander has been fined £1.5m by the City regulator for failing to inform customers that stock market-linked bonds they were buying were not covered by the Financial Services Compensation Scheme (FSCS) if the bank went bust.” Full story The Guardian, 20th February 2012 Source: www.guardian.co.uk [read post]
14 Dec 2015, 7:20 am
The traditional start to a divorce case in Massachusetts is the filing of a complaint, service of a summons and scheduling of temporary orders. [read post]
4 May 2023, 10:00 pm
The Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM) issued its Private Credit Fund Rules on 4 May 2023 (the Private Credit Fund Framework), enabling ADGM funds and their fund managers to originate and invest in private credit. [read post]
24 Jul 2017, 2:00 pm
From the opinion: Alexandra Jewsevskyj brought a putative class action against Financial Recovery Services, Inc. [read post]
13 Dec 2006, 8:23 am
Speaking at a Goldman Sachs financial services conference Wednesday, Mr. [read post]
29 Jul 2014, 12:28 pm
OBA Financial Services Inc., of Germantown, parent company of OBA Bank, which has six branches in Montgomery, Anne Arundel and Howard counties, announced it has received regulatory approval for its merger into F.N.B. [read post]
