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11 Oct 2019, 6:03 am
Adams, Skadden, Arps, Slate, Meagher & Flom LLP, on Friday, October 4, 2019 Tags: Capital markets, Disclosure, IPOs, JOBS Act, Reporting regulation, SEC, Securities Act, Securities Act Rule 163, Securities regulation Response to CII Proposal to Amend DGCL Posted by David Berger and Amy Simmerman, Wilson Sonsini Goodrich & Rosati, on Friday, October 4, 2019 Tags: Controlling shareholders, Council… [read post]
30 Oct 2023, 10:55 am
This latest move builds on the White House’s previously-released “Blueprint for an AI Bill of Rights” and its announcement this past summer that it had secured voluntary commitments from major AI companies focusing on what the White House termed as “three principles that must be fundamental to the future of AI – safety, security, and trust. [read post]
26 Jul 2016, 9:43 am
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
15 Aug 2024, 8:48 am
He also represents whistleblowers in major claims under the SEC, CFTC and FINCEN whistleblower programs and can be reached at Jeff@JeffNewmanLaw.com or at 617-823-3217 The post Twenty-Six Firms to Pay More Than $390 Million Combined to Settle SEC’s Charges for Widespread Recordkeeping Failures appeared first on Jeff Newman Law. [read post]
29 May 2019, 6:54 am
There are many investments that are not appropriate for the majority of investors or for certain investors given their risk tolerance, age, and other factors. [read post]
25 Feb 2016, 5:34 am
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
6 Aug 2012, 10:52 am
The major problem is that it is extremely difficult to peel away the many layers of a corporation to determine who is responsible for misconduct. [read post]
7 Mar 2018, 10:30 am
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
8 Dec 2015, 6:51 am
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
18 Feb 2016, 5:51 am
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
21 Feb 2017, 7:52 am
While there are many reasons for this backlog, one of the major reasons is that there not enough staff members working at SSA, including administrative law judges who are required to preside over benefits hearings once a claimant has already filed an initial application and that application was denied. [read post]
16 Sep 2022, 8:03 am
There are many investments that are not appropriate for the majority of investors or for certain investors given their risk tolerance, age, and other factors. [read post]
9 Dec 2019, 5:34 pm
There are many investments that are not appropriate for the majority of investors or for certain investors given their risk tolerance, age, and other factors. [read post]
14 May 2018, 1:09 pm
Major stock exchanges and leading financial institutions are rapidly exploring and adopting the use of blockchains for securities issued by corporations in order to ensure more accurate, efficient, and economical recording of share ownership. [read post]
7 May 2017, 6:29 am
Contrary to what some politicians like to claim during their stump speeches, the clear majority of Social Security Disability Insurance (SSDI) recipients and Supplemental Security Income beneficiaries are not simply lazy people that like sitting at home and collecting a check. [read post]
14 Mar 2016, 8:27 am
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
16 Jun 2016, 6:00 am
Davis Jr., solicited investors primarily from the Charlotte, North Carolina region and was able to raise approximately $11.5 million from 85 investors, the majority of which were individuals with retirement accounts. [read post]
8 Jun 2018, 7:28 am
A shooting”at Cypress Bend Village apartments on the 1400 block of North Major Dr[ive]” reportedly claimed the life of 37-year-old Marcus Mitchell Thursday night, June 7, 2018, according to 12 News. [read post]
18 May 2017, 7:15 am
Harris Trust and Savings Bank, a ruling on the complicated Employee Retirement Income Security Act. [read post]
9 Oct 2023, 9:01 pm
The SEC charged six officers, directors, and major shareholders of public companies and five public companies for failing to file Forms 4 and Schedules 13D and 13G on a timely basis. [read post]
