Search for: "The Regulatory Review"
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19 Sep 2022, 12:34 pm
Securities firms must register with the Financial Industry Regulatory Authority (FINRA). [read post]
1 Dec 2008, 3:15 pm
After the Holidays, Portland is coming out with its economic analysis of the plan, and I am looking forward to reviewing it with you. [read post]
1 Feb 2007, 5:19 am
--(BUSINESS WIRE)--MetaLINCSâ„¢, a leading provider of E-Discovery software for litigation readiness and compliance-related investigations, today unveiled a new version of its flagship product for corporations, government regulatory agencies and law firms. [read post]
19 Jul 2008, 3:44 am
According to C5, the conference "provides updates on the latest developments in biotech patenting, including recent case law and regulatory developments. [read post]
5 Jun 2007, 8:20 pm
According to ACI, the conference "has been designed to give new patent attorneys and patent attorneys who are new to the life sciences industries--as well as business executives in pharma and biotech companies--a strong working knowledge of essential IP and regulatory competencies relative to life sciences patents. [read post]
20 Jun 2015, 8:40 pm
DADS Regulatory Services will begin to enforce the changes on June 1, 2015. [read post]
1 May 2015, 4:30 am
Mateo-Santos provides counseling to clients on environmental, energy, land use, and regulatory and government affairs matters under the federal and state legal frameworks. [read post]
28 Jun 2013, 12:14 pm
In its cert. petition, Michigan urged review on the grounds that, even if the IGRA is so limited, the claims fall within federal question jurisdiction under 28 U.S.C. [read post]
26 Dec 2011, 3:54 pm
Larry was an early blogger (at Ideoblog and more recently Truth on the Market), an influential critic of prosecutorial and regulatory excess, and a key voice in the debate on what law schools should do. [read post]
28 Mar 2012, 6:02 am
But how does the federal government value life when weighing regulatory burden? [read post]
4 Apr 2010, 6:38 pm
HBS's February review of the Google/China skirmish says that "the Google issue has become a cause celebre that exacerbates the already fragile and festering U.S. [read post]
3 Dec 2014, 4:10 pm
Many evolving factors such as new threats, regulatory changes and technological advances make the data breach landscape difficult to navigate. [read post]
24 Jun 2024, 5:56 am
On 24 June 2024, the European Banking Authority (EBA) published its final draft amending regulatory technical standards (RTS) on the standardised approach for counterparty credit risk (SA-CCR). [read post]
14 Nov 2011, 8:32 am
According to a Financial Industry Regulatory Authority (FINRA) press release, “it has fined Morgan Stanley & Co. [read post]
12 Jun 2019, 6:03 am
SEC Chair Jay Clayton has repeatedly made a point of his intent to take the Regulatory Flexibility Act Agenda “seriously,” streamlining it to show what the SEC actually expected to take up in the subsequent period. [read post]
16 Aug 2018, 7:52 am
Our whistleblower attorneys believe that a quick and efficient claims review process should be a priority given associated risks for the whistleblowers. [read post]
3 Nov 2011, 1:23 pm
The Investment Industry Regulatory Organization of Canada (IIROC) yesterday released its Annual Consolidated Compliance Report for 2011. [read post]
28 Jul 2015, 11:59 am
The complicated and extensive regulatory landscape may present many unknown landmines for organizations. [read post]
28 Aug 2015, 12:06 pm
Per his BrokerCheck Report, maintained by the Financial Industry Regulatory Authority (“FINRA”), Mr. [read post]
2 Jun 2020, 10:33 am
The Financial Industry Regulatory Authority (FINRA), the organization which regulates broker-dealers and their employees, has a series of rules requiring broker-dealers to establish and maintain a supervisory system to supervise its brokers and other employees, as well as to monitor all trading activity to ensure compliance with applicable securities laws and regulations. [read post]
