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12 Mar 2024, 10:00 pm
Singapore’s new bill grants the Monetary Authority of Singapore (MAS) broader authority over the financial sector to oversee, investigate, and penalize misconduct. [read post]
10 Oct 2016, 10:36 am by Daily Record Staff
., a growth advisory service firm which works with CEOs of privately held companies to transform their enterprise value through the implementation of proven best practice financial and operations strategies and to assist them in the development of board governance best practices, has been named ... [read post]
29 Jan 2024, 10:00 pm
Common examples include mandatory fees charged by hotels, restaurants, concert venues, and financial institutions. [read post]
15 Mar 2024, 2:00 pm by Steven D. Schwinn
Here's my argument preview, from the ABA Preview of United States Supreme Court Cases: FACTS In late 2017, the Superintendent of New York’s Department of Financial Services (DFS), Maria... [read post]
28 Mar 2010, 6:29 am by laborprof lpb
Guay, Is There a Case for Regulating Executive Pay in the Financial Services Industry? [read post]
5 Nov 2009, 1:36 pm
House Financial Services Committee Chairman Barney Frank sent a letter to Commodity Futures Trading Commission Chairman Gary Gensler and Securities and Exchange Commission Chairman Mary Schapiro seeking their input on efforts to strengthen the derivatives legislation recently approved by the... [read post]
12 Mar 2024, 10:00 pm
Singapore’s new bill grants the Monetary Authority of Singapore (MAS) broader authority over the financial sector to oversee, investigate, and penalize misconduct. [read post]
17 Sep 2008, 2:10 pm
Lloyds is considering a purchase to grow its mortgage market share and profit from falling valuations of financial services firms, [...] [read post]
9 Apr 2019, 2:44 pm by Kathryn Rubino
Things To Look For At The House Financial Services Committee Hearing: Steve Mnuchin edition. [read post]
26 Jan 2016, 5:45 am by Associated Press
The Maryland Department of Legislative Services is set to give an overview of the state’s budget and financial landscape on Tuesday. [read post]
7 Mar 2022, 10:00 pm
Q4 2021 alone saw $824 million across 23 deals, indicating a strong opportunity for startups to sell products and services into the global financial ecosystem. [read post]
15 May 2015, 7:17 am by Daily Record Staff
Colliers International in Baltimore, a full-service commercial real estate firm, has hired India Bascombe as a portfolio accountant. [read post]
12 Aug 2010, 10:45 am by Jeff Jeffrey
Kay focuses his practice on complex commercial litigation, with emphases in class actions and financial services litigation... [read post]
16 Jan 2009, 1:15 am
“The Financial Services Authority (FSA) will be given formal powers to grant immunity to witnesses in criminal investigations under new Government proposals. [read post]
30 Sep 2011, 6:00 am by Trusts EstatesProf
The federal financial services regulators have approved a new final living will rule that will implement Section 165(d) of the Dodd-Frank Street Reform and Consumer Protection Act. [read post]
24 Feb 2015, 9:05 pm by Anne Tucker
The current "suitable" investment advise standard leaves room for financial service provides to... [read post]
26 Sep 2023, 10:00 pm
Partners Peter Sharp and David Waldron, with associates Robert Bolgar-Smith and Keir Baker, wrote an article for Global Relay Intelligence & Practice on the UK Law Commission’s review of the Arbitration Act 1996 and its relevance to the financial services sector. [read post]