Search for: "The Regulatory Review"
Results 8221 - 8240
of 28,245
Sorted by Relevance
|
Sort by Date
30 Oct 2012, 12:18 am
Here is the abstract: New governance theory has a large following in academia and is exerting an influence in numerous spheres of regulatory policy. [read post]
20 Jun 2024, 6:30 am
With the House expected to take Floor votes on some of the “anti-ESG” bills this summer, it’s timely to review the voter survey results and consider its policy implications. [read post]
16 Jul 2022, 8:14 pm
Survey of ESG Disclosure—2020 to 2022 For its fourth annual survey of ESG disclosure in SEC filings, [2] the White & Case Public Company Advisory Group reviewed the annual meeting proxy statements and annual reports of 50 companies in the Fortune 100. [3] In these 100 SEC filings, we focused on 12 categories [4] of ESG disclosure in annual reports and proxy statements filed with the SEC in 2020, 2021 and 2022. [read post]
24 Jun 2016, 1:12 pm
As many as 44 complaints have been filed by investors against Merrill Lynch with the Financial Industry Regulatory Authority (“FINRA”). [read post]
6 Nov 2018, 3:35 am
On 5 November 2018, there was published in the Official Journal of the European Union (OJ) the following Regulatory Technical Standards (RTS) under the Benchmarks Regulation (BMR): Commission Delegated Regulation (EU) 2018/1637 regarding RTS for the procedures and characteristics of the oversight function; Commission Delegated Regulation (EU) 2018/1638 regarding RTS specifying how to ensure that input data is appropriate and verifiable, and the internal oversight and verification procedures… [read post]
22 May 2007, 3:13 pm
GSE Reform Bill Passes House with Strong Sarbanes-Oxley ProvisionsA bill overhauling the regulatory oversight of the government sponsored enterprises Fannie Mae, Freddie Mac, and the Federal Home Loan Banks has passed the House. [read post]
5 Apr 2012, 6:42 am
” Hundreds of former Merrill Lynch advisors have been reviewing litigation options regarding their deferred compensation benefits. [read post]
6 Nov 2014, 1:56 pm
These decisions serve as a reminder to website publishers that they cannot pass all responsibility for compliance with the OBA Principles on to advertisers and that they should periodically review their privacy disclosures for compliance with applicable industry guidelines. [read post]
6 Feb 2019, 11:58 am
Review your Wellness Programs to ensure compliance with HIPAA, ADA and other laws (particularly with respect to financial incentives). [read post]
13 Jul 2023, 5:26 pm
CDC, public health and regulatory officials in several states, and the U.S. [read post]
4 Apr 2019, 8:00 am
Information about the detailed terms of reference of the investigation and the identity of the independent reviewer will be published when it’s available. [read post]
20 Jun 2024, 6:30 am
With the House expected to take Floor votes on some of the “anti-ESG” bills this summer, it’s timely to review the voter survey results and consider its policy implications. [read post]
18 Feb 2015, 3:49 pm
FINRA plans to review firms’ due diligence on prospective brokers during the hiring process. [read post]
30 Jun 2008, 12:07 pm
”Click here to review the proposed legislation. [read post]
15 Sep 2011, 11:15 am
We also received a free review copy. [read post]
14 Mar 2011, 6:52 am
On March 8, the FTC announced that it published a notice in the Federal Register seeking public comment on a proposal to collect self-regulatory compliance and other advertising and marketing data from beverage alcohol manufacturers. [read post]
15 Jul 2015, 5:30 am
Canada’s recent regulatory changes for hazardous materials may impact you. [read post]
14 Jul 2022, 6:57 pm
Key Law Library Trends 2022 and Beyond I will be joining a panel moderated by Ken Crutchfield VP and General Manager of Wolters Kluwer Legal & Regulatory. [read post]
24 Dec 2024, 10:59 am
” Those factors are: 1) word choice and tone, 2) the existence of regulatory authority (that is, the ability of the government speaker to actually carry out the threat), 3) whether the speech was perceived as a threat, and 4) whether the speech refers to adverse consequences. [read post]
30 Apr 2007, 8:03 am
New York (06-736) and Utility Air Regulatory Group v. [read post]
