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27 Jul 2011, 6:35 pm
A letter to his investors dated Tuesday said the switch takes advantage of "an exception" in the Dodd-Frank financial legislation. [read post]
28 Apr 2009, 5:15 pm
Today, Frank Steinberg has a post on using common sense when job-hunting and Max Kennerly has some advice for incoming law students. [read post]
23 Dec 2014, 5:37 am
The number of whistleblower tips to the Securities and Exchange Commission (SEC) continues to rise, according to the SEC’s 2014 Annual Report to Congress on the Dodd-Frank Whistleblower Program. [read post]
21 Aug 2014, 7:50 am
MishkinThe National Community Reinvestment Coalition (NCRC) has issued a white paper that urges the CFPB to take an expansive approach in developing regulations on the collection of small business lending data to implement Section 1071 of Dodd-Frank. [read post]
1 Sep 2011, 11:33 am
Securities and Exchange Commission to finalize rules on the disclosure of proxy votes on executive compensation.Yesterday was supposed to be the filing deadline for 13F institutions, according to the draft rules, which were released last October and are mandated by Section 951 of the Dodd-Frank Act. [read post]
8 Nov 2010, 5:11 pm
We have great posts on the subject from Frank Dito and Troy Rosasco. [read post]
27 Mar 2013, 4:00 am
Dodd-Frank gave the CFPB supervisory authority over service providers to large insured depository institutions as well as service providers to mortgage originators, payday lenders, and private student lenders. [read post]
1 Aug 2017, 5:26 am
Carlson’s next-door neighbor, Jason Frank, filed a complaint with the Yellowstone County Code Enforcement Office due to the close proximity of Carlson’s garage to Frank’s fence. [read post]
24 Jun 2011, 3:48 pm
The Palm Beach Post has reported that US Representatives Barney Frank and Ron Paul have introduced a bill that would end some Federal penalties for marijuana. [read post]
13 Feb 2019, 11:33 am
The post Cases to Watch Update: Liability for Payroll Records appeared first on HRWatchdog by Erika Frank. [read post]
9 Jun 2007, 1:35 pm
Jones Gatehouse, which was designed by Frank Lloyd Wright in 1901 for Fred B. [read post]
27 Aug 2023, 9:00 am
Sunak failed to be “open and frank” in declaring his interest in a childcare agency in which his wife is a shareholder. [read post]
29 Jan 2021, 10:02 am
Securities and Exchange Commission (SEC) Whistleblower Reward Program created by the Dodd-Frank Wall Street Reform and Consumer Protection Act following the 2008 financial crisis. [read post]
11 Mar 2015, 9:53 am
Erika Frank, vice president of legal affairs and CalChamber’s general counsel The post CalChamber: Don’t Make One Employer Liable for Another’s Independent Contractor Misclassification appeared first on HRWatchdog by Erika Frank. [read post]
30 Jul 2008, 6:44 pm
Assistant U.S. attorney Frank Tamen dismissed it immediately. [read post]
11 Oct 2011, 7:27 am
The exemption is currently at the $75 million cap set by the Dodd-Frank Act. [read post]
3 Nov 2011, 4:01 pm
After a colloquy with Senate Agriculture Committee Chair Debbie Stabenow (D-MI), Senator Mike Crapo (R-ID) withdrew an amendment (SA 814) to the Senate appropriations bill (S2112) that would have prohibited any funds from being used by the CFTC to promulgate any final regulations under the derivatives title of Dodd-Frank, Title VII, until the agency substantiates that those rules provide end users with a clear exemption from margin requirements and set clear bounds on the extraterritorial… [read post]
16 Feb 2012, 12:58 pm
Bill Huizenga (R-MI), the author of the legislation, noted that the Dodd-Frank Act specifically failed to safeguard the proprietary information that HR 4014 protects. [read post]
6 Dec 2011, 10:58 am
Baylor & Jackson name partner Brynee Baylor, 37, and Pennsylvania resident Frank Pavlico III, a convicted felon, are charged with defrauding at least 13 investors out of more than $2 million since August 2010. [read post]
16 Oct 2017, 11:51 am
Securities and Exchange Commission (SEC), are protected under the Dodd-Frank Act (DFA). [read post]
