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21 Jun 2019, 12:06 pm
He has facilitated dialogue both within the Commission and with our colleagues at the CFTC that has been frank and productive, and the results of that dialogue are, I think, clear in these final rules. [read post]
15 Nov 2022, 6:30 am
Related research from the Program on Corporate Governance includes Rationalizing the Dodd-Frank Clawback (discussed on the Forum here) by Jesse M. [read post]
15 Sep 2010, 5:03 pm by James Hamilton
The Securities and Exchange Commission has adopted a final rule to implement Section 989G of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Release No. 33-9142 http://www.sec.gov/rules/final/2010/33-9142.pdf). [read post]
28 Jul 2011, 4:39 pm by Colin O'Keefe
As I remarked to a colleague earlier today, it appears as though consumer finance is the new hydraulic fracturing on the LexBlog Network, as we've seen a flurry of commentary on the subject as of late (and not just because of the Dodd Frank anniversary). [read post]
10 Feb 2015, 9:15 pm by Walter Olson
Last month a split Eighth Circuit panel, agreeing with his arguments, disallowed a deal by which money from the settlement of a class action over the NationsBank/BankAmerica merger would be sent to Legal Services of Eastern Missouri [Ted Frank/CCAF; Alison Frankel/Reuters; David Oetting v. [read post]
17 Apr 2019, 7:47 am by The Murray Law Firm
Strickland was traveling north on Joe Frank Harris Parkway when her 2004 Jeep Liberty was struck head-on by a 2017 Ford Fusion traveling southbound that crossed into Strickland’s lane. [read post]
1 Feb 2012, 4:30 pm by James Hamilton
A senior UK Minister is concerned that the proposed regulations implementing the Dodd-Frank Volcker Rule provisions would impact adversely impact the liquidity of global funding markets and particularly non-US sovereign debt markets. [read post]
12 Oct 2011, 8:07 am
  Under the Dodd-Frank Act, insurers and reinsurers doing business in the United States are nonbank financial companies. [read post]
18 Nov 2015, 9:04 am by Barbara S. Mishkin
  Transfers to the CFPB from the Fed (which are capped by Dodd-Frank at a pre-set percentage of the Fed’s total 2009 operating expenses, subject to an annual adjustment) decreased from $534 million in FY 2014 to $485 in FY 2015. [read post]
8 Feb 2007, 11:39 am
Thompson & Knight LLP, Kestrel Management Services, and Frank Crystal & Company jointly sponsored a seminar on Wednesday, February 7, 2007 "Environmental Compliance and Financial Disclosure: Managing Internal Controls and Information Flow. [read post]
7 Jul 2011, 9:56 am by Felix Shipkevich
The Dodd-Frank Act is days away from its first anniversary, and the CFTC and SEC have fallen behind on rulemaking and implementation. [read post]
2 Apr 2008, 2:51 pm
Barney Frank said the market got us into this mess but we can't trust the market to get us out. [read post]
15 Nov 2022, 6:30 am
Related research from the Program on Corporate Governance includes Rationalizing the Dodd-Frank Clawback (discussed on the Forum here) by Jesse M. [read post]
6 Sep 2009, 10:34 pm
"**See also the IPBiz postAllison Routman, Frank Zappa, and plagiarism which includes:One can even falsely claim authorship of public domain works (without violating federal law), as the Supreme Court held in Dastar v. [read post]
6 Dec 2018, 11:51 am by Barbara S. Mishkin
Pursuant to the Dodd-Frank Act, the CFPB Director has a five-year term. [read post]
2 Apr 2013, 9:00 am by Barbara S. Mishkin
  From industry’s perspective, the most noteworthy task Dodd-Frank assigned to each OMWI was the development of standards to assess the diversity policies and practices of the institutions its agency regulates. [read post]
3 Oct 2011, 12:26 pm by Andrew Ramonas
” "Frank has an acute understanding of the unique challenges of a global economy and the opportunities to be found in emerging markets,” Fritts said. [read post]
4 Apr 2023, 6:31 am
The SEC released its final version of the rules mandated by Dodd-Frank regarding the disclosure of pay versus performance (PVP) on August 25, 2022. [read post]
4 Apr 2023, 6:31 am
The SEC released its final version of the rules mandated by Dodd-Frank regarding the disclosure of pay versus performance (PVP) on August 25, 2022. [read post]
28 Nov 2006, 10:45 am
Ted Frank, blogging at Overlawyered, has an interesting post on hypocrisy. [read post]