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23 Dec 2014, 6:25 am
Brokers market these products as a predictable income stream but in fact, and what nearly all brokers fail to mention, is that a substantial portion of investor distributions are actually a return of their original investment and not actually income generated from operations. [read post]
22 Dec 2014, 11:49 am
In reading the settlement documents for the case it looks like the problem originated with the data sources for the F-Squared AlphaSector index. [read post]
22 Dec 2014, 10:10 am
Frederick Motz sentenced to three years in prison, followed by three years of supervised release, for conspiring to commit wire fraud arising from an investment fraud scheme. [read post]
20 Dec 2014, 11:54 am
Federal common law provides the rule of decision in original actions for nuisance. [read post]
19 Dec 2014, 2:44 pm
However, FINRA alleged SWS Financial procedures failed to provide specific procedures for approval of VA transactions originating in offices without a registered principal. [read post]
19 Dec 2014, 11:36 am
The original post is titled Peter McKittrick Appointed Judge of U.S. [read post]
19 Dec 2014, 8:30 am
Here a few tips from the original article. [read post]
18 Dec 2014, 10:44 am
This decision was predicated on the fact that unlike the original person who invested into the IRA, an intended beneficiary must withdraw the funds within 5 years, no matter how far they are from retirement or take the minimum required distributions based upon their life expectancy. [read post]
18 Dec 2014, 7:27 am
“Both science and the law must lead our efforts to ensure that unfounded fear and/or prejudice do not limit access to housing, education, benefits, services, and employment on account of race, color, national origin, citizenship status, disability or any other protected status. [read post]
17 Dec 2014, 11:36 pm
Who originated the work? [read post]
17 Dec 2014, 8:57 am
On Monday, the MN PUC addressed whether ‘tis nobler in the pocketbook to suffer the slings and arrows of the MISO market or to invest in new generating units against a sea of uncertainty. [read post]
16 Dec 2014, 3:59 pm
LAW LIBRARY level 3: K3850 .I567 2011Paul Lugard, ed., The International Competition Network at Ten: Origins, Accomplishments and Aspirations (Cambridge: Intersentia, 2011). [read post]
16 Dec 2014, 3:46 pm
Any transition to a new type of secondary market would also require decisions about what to do with the existing operations, guarantee obligations, and investment holdings of Fannie Mae and Freddie Mac. [read post]
16 Dec 2014, 12:04 pm
Without the clarification, the CFP Board said, it would not be able to process effectively applications of candidates for CFP certification, and efficiently investigate CFP professionals.In the no-action letter, the staff noted that the original staff position applied to consumer complaints and responses by broker-dealers and investment advisers to those complaints, statements of claim and claim resolution documents. [read post]
16 Dec 2014, 4:13 am
” It noted trial testimony to the effect that companies’ investor relations departments would routinely provide guidance to investment professionals about the accuracy of their models, and evidence showing that companies would routinely “leak” estimates of their earnings data in advance of earnings announcements. [read post]
15 Dec 2014, 6:40 pm
According to the complaint in the Supreme Court action, on his original application he named his father. [read post]
15 Dec 2014, 11:00 am
And just like doing the job right with a home improvement project, if you are investing the time to draft a will or any other estate planning document (which you should!) [read post]
12 Dec 2014, 11:00 am
The original article suggests giving the non-professional co-trustee the power to veto fees, investment decisions, and other key actions. [read post]
12 Dec 2014, 10:53 am
This having been said, I think the original question was perfectly proper, and I don’t agree with the criticism of the question. [read post]
12 Dec 2014, 5:01 am
Investment in new talent is down (BPI) because the return on investment has no guarantee anymore. [read post]
