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2 Jun 2009, 9:08 pm
The US may not be the only government entity proceeding against lawyers, as the UK Financial Services Authority seems to also be heading in this direction. [read post]
8 Sep 2009, 7:41 am
“Barclays has been fined £2.45m by the Financial Services Authority for failures related to the reporting of trades in its investment banking arm, Barclays Capital. [read post]
4 May 2023, 10:00 pm
The Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM) issued its Private Credit Fund Rules on 4 May 2023 (the Private Credit Fund Framework), enabling ADGM funds and their fund managers to originate and invest in private credit. [read post]
18 Aug 2016, 11:42 am
Here is Thursday’s Top 10 in Law Blogs: LexBlog Leaders – Blogging Allows Financial Services: Regulation Tomorrow to Keep Up with the News – Our own Zosha Millman interviews Simon Lovegrove of Norton Rose Fulbright. [read post]
12 Aug 2011, 6:48 pm
(NYSE:WB), a Charlotte-based financial services company now owned by Wells Fargo & Co., has announced the preliminary settlement of the securities class action pending against the company... [read post]
14 Jul 2009, 12:51 pm
Schapiro testified today Concerning SEC Oversight: Current State and Agenda before the United States House of Representatives Committee on Financial Services, Subcommittee on Capital Markets, Insurance and Government-Sponsored Enterprises. [read post]
2 Mar 2023, 5:51 pm
Last month, Duke's Gina-Gail Fletcher testified before the House Committee on Financial Services, Subcommittee on Capital Markets. [read post]
4 May 2023, 10:00 pm
The Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM) issued its Private Credit Fund Rules on 4 May 2023 (the Private Credit Fund Framework), enabling ADGM funds and their fund managers to originate and invest in private credit. [read post]
5 Jul 2021, 8:33 am
Financial, emotional, educational, social and even some basic housing issues were pushed aside; the... [read post]
23 Aug 2021, 10:00 pm
We recently highlighted the Morgan Lewis financial services team’s overview of proposed guidance released by the three federal banking agencies with respect to third-party relationships within the fintech industry. [read post]
6 Mar 2017, 5:40 am
Metlife has agreed to pay $32.5 million to more than 600 financial service representatives, past and present, in a racial discrimination lawsuit. [read post]
28 Oct 2014, 3:14 am
State, Dep't of Financial Services, the Second Circuit upheld the District Court's denial for a preliminary injunction sought by two Native American tribes and related entities (collectively the Tribes) engaged in high-interest,... [read post]
1 Apr 2010, 9:44 am
GE Energy Financial Services has acquired a 30 percent stake in the Gulf LNG import project from Crest Investments. [read post]
17 Oct 2007, 4:30 am
The program is intended to help create a more diversified work force in financial services. [read post]
26 Feb 2009, 6:37 pm
Earlier this month, the chief executives of the eight biggest banks in the United States, including Citigroup, Bank of America, Wells Fargo, and Goldman Sachs addressed the House Financial Services Committee in an attempt to persuade US lawmakers that billions of dollars in bailout funds were used as intendedâ€â [read post]
29 Sep 2011, 8:17 am
(RJA) and Raymond James Financial Services, Inc. [read post]
31 May 2016, 1:00 pm
New York Times, In a Secret Meeting, Revelations on the Battle Over Health Care: On Jan. 13, 2014, a team of Internal Revenue Service financial managers piled into government vans and headed to the Old Executive Office Building for what would turn out to be a very unusual meeting. [read post]
27 Jan 2012, 10:21 am
Congress, as well as full-text of reports from the Congressional Research Service and General Accounting Office. [read post]
10 Oct 2007, 3:35 pm
The release notes that these errors were common primarily in SARs filed by Money Service Businesses but that the errors and strategies presented apply equally to financial institutions. [read post]
9 Jul 2019, 7:55 am
In many industries, bringing a lawsuit against a professional or service provider for negligence or misconduct is common practice. [read post]
