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22 Dec 2014, 10:08 am
Also attending the conference was the Director of the SEC's Division of Investment Management ("DIM"), who discussed his views on how to address concerns created by new trends in variable annuities and the recent growth of alternative mutual funds. [read post]
22 Dec 2014, 7:07 am
One of these customers FINRA determined only gave McLaughlin verbal discretionary authority but did not provide McLaughlin any written authorization. [read post]
22 Dec 2014, 6:50 am
He set it up, providing the router name, East Oakland, and the password. [read post]
22 Dec 2014, 6:45 am
Branding was one way to provide assurances of consistency and meeting minimum brand standards. [read post]
21 Dec 2014, 12:28 pm
For some, however, this walk was the first confrontation with the degree to which multiple peoples and multiple religious traditions are living on top of one another in Jerusalem with competing understandings, claims, narratives, and mutual senses of injuries. [read post]
20 Dec 2014, 10:00 pm
First, it provides an overview of the position in France and comes to the conclusion that the French case law is not completely satisfactory. [read post]
20 Dec 2014, 7:27 pm
And though this policy has been rooted in the best of intentions, no other nation joins us in imposing these sanctions, and it has had little effect beyond providing the Cuban government with a rationale for restrictions on its people. [read post]
20 Dec 2014, 3:51 am
The policy provided that American Family had to pay... . [read post]
19 Dec 2014, 2:44 pm
However, FINRA alleged SWS Financial procedures failed to provide specific procedures for approval of VA transactions originating in offices without a registered principal. [read post]
18 Dec 2014, 11:03 am
” An oral contract is subject to all basic requirements of contract law, and mutual assent is a prerequisite for the formation of any contract…. [read post]
18 Dec 2014, 8:29 am
“Parents and teens can use this template agreement to come up with mutually agreed-upon rules of the road before handing over the keys to the car. [read post]
18 Dec 2014, 6:00 am
On a broader scale, the study of verbal fillers provides a glimpse into a larger world of actual spoken communication. [read post]
18 Dec 2014, 5:00 am
A family court judge will then hear both sides and provide a ruling on the final agreement. [read post]
18 Dec 2014, 4:00 am
The style of the Amarillo case is, Home State County Mutual Insurance Company v. [read post]
18 Dec 2014, 4:00 am
Option to Purchase: On that note, the lease may provide an option for the lessee to purchase the bull at the end of the term at a mutually agreed upon price. [read post]
17 Dec 2014, 11:30 am
Americans will also be able to provide other support for the growth of Cuba’s nascent private sector. [read post]
17 Dec 2014, 9:16 am
State Farm Mutual Insurance Co. [read post]
17 Dec 2014, 7:44 am
The overall concept is a mutually beneficial reward for students and the businesses they support. [read post]
17 Dec 2014, 7:00 am
With respect to the BCR approval procedure, the amendment aims to allow the Polish DPA to participate in the mutual recognition procedure. [read post]
15 Dec 2014, 11:37 am
Under Illinois employment law, an employee can be seen as having a property interest in her employment if her employment contract provides “that termination will only be for cause or otherwise evince mutually explicit understandings of continued employment. [read post]
