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19 Feb 2012, 8:27 am
This prerequisite obligates the court to examine whether the claims or defenses of the representative parties are typical of the entire class. [read post]
7 Jan 2015, 6:01 am
A few months ago, a real estate fund was undergoing an SEC exam and the examiners focused on custody. [read post]
13 Jun 2020, 6:50 am
This involves reviewing medical records and, in some instances, undergoing a medical examination with an independent medical examiner agreed upon by both parties in the claim. [read post]
19 Mar 2012, 5:05 pm
Tuma also testified during cross-examination that Mr. [read post]
2 Feb 2016, 10:33 am
The Uniform Bar Examination (UBE) becomes a reality for New York bar takers in July 2016. [read post]
2 Nov 2009, 7:14 pm
Six months ago, knowledgeable observers were moaning about unreasonably arbitrary and harsh examinations of community banks by examiners who seemed eager to choke off bank credit at a time when it was desperately needed. [read post]
23 Sep 2014, 5:55 am
The Sixth Circuit’s Opinion Was the drug test a medical examination? [read post]
FINRA Urges SEC to Create SRO for Investment Advisers Amid Fierce Debate Spurred by Dodd-Frank Study
8 Nov 2010, 5:28 pm
In a letter to the SEC, FINRA said that, given the Commission’s funding limits, it is unlikely that the SEC will be able to accomplish more frequent adviser examinations on its own. [read post]
21 Apr 2020, 9:57 am
Consequently, firms should be prepared for examinations on Reg BI as early as this summer. [read post]
4 Jan 2012, 7:09 am
Reasons for judgment were released last month dismissing an ICBC request to have a Plaintiff examined by a psychiatrist finding that the application was brought too late in the litigation and would unfairly balance the playing field should the Plaintiff need to respond to the examination. [read post]
31 May 2019, 1:20 pm
In its latest Risk Alert, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) heeds advisers and broker/dealers to take a fresh look at their policies and procedures in the area of electronic customer record storage in light of shortcomings discovered by OCIE’s staff as part of recently-conducted regular examinations. [read post]
8 Oct 2007, 12:13 pm
The final rules allow two Continuations and/or Continuations-in-Part (CIP) but only a single Request for Continued Examination (RCE). [read post]
1 Mar 2016, 6:30 am
Part of this important decision includes the cost of the examination. [read post]
10 Aug 2010, 5:00 am
The next IOA Certification Examination will be administered online during the week of October 18-23, 2010. [read post]
8 Mar 2012, 11:50 pm
Dwayne Winseck examines many of the copyright maximalist claims and doesn't pull any punches: The biggest problem with all of this is not the underlying faulty economics and total absence of meaningful evidence, but rather the complete bankruptcy of the lawyers and lobbyists peddling the case. [read post]
28 May 2008, 2:16 am
Most junk patents are created by incompetent prosecutors, with an assist from incompetent examiners granting bad claims. [read post]
13 Jul 2009, 9:15 am
An analysis published by the Alaska Journal of Commerce examines the uncertain future of the Kenai LNG liquefaction facility. [read post]
18 Nov 2008, 4:41 pm
This week's LGJ keeps up the user content trend, but examines it from the developer's side. [read post]
26 Aug 2009, 7:08 am
Examiner] Tags: humor, medical malpractice Related posts July 6 roundup (3) Worst footnoted fine-print disclaimer ever (0) Widow of murdered fly seeks White House compensation (1) White Coat’s lawsuit story, cont’d (0) When business arrives (0) [read post]
12 Nov 2009, 8:37 am
Dilip Paliath writes in the Examiner about the jury selection process in the Sheila Dixon trial. [read post]